DFX Intelligence
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Reading the graph
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Advisor at R•• S••••••••• I•••
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•• S••••••••• I••• | Bd affiliated wealth | Jun 9, 2015 | n/a | yes | LOS ANGELES, CA | Current employment |
| R•• S••••••••• I••• | Bd affiliated wealth | Apr 24, 2014 | Apr 13, 2015 | no | LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• W••••• • C•• | R•• S••••••••• I••• | Oct 29, 2012 | Apr 24, 2014 | 542 | Firm change after gap | Other |
| C••••••• W••••• • C•• | Former SEC adviser | Jan 23, 2012 | Oct 29, 2012 | no | LOS ANGELES, CA | Previous registration |