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F•••••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)13 years in industry

F•••••• P••••••••

Advisor at I•••••••• A•••••••• L••

URBANDALE, IA | Hurst, TX

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Search this name across graphsid dfx:ria:8ca066f5-98c2-a526-9826-870b179198cd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 31, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A•••••••• L••	Bd affiliated wealth	Jul 8, 2026	n/a	yes	URBANDALE, IA\|Hurst, TX	Current employment
G••••••• W••••• M•••••••••	Bd affiliated wealth	Jan 2, 2024	Jul 13, 2026	no	Hurst, TX\|ARDEN HILLS, MN\|ARDEN HILLS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• W••••• M•••••••••	I•••••••• A•••••••• L••	Jul 13, 2026	Jul 8, 2026	-5	Firm change	Ibd to ibd
N••••••••• M••••• I••••••••• S•••••••••	G••••••• W••••• M•••••••••	Sep 27, 2023	Jan 2, 2024

Relationships

Registered with (4)

→ I•••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 8, 2026 to presentfactForm ADV
→ G••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 2, 2024 to Jul 13, 2026factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jan 19, 2022 to Sep 27, 2023factForm ADV
→ G••••••• A•••••••• L••

Dated events

Occurred
Jul 13, 2026
Advisor changed firm
F•••••• P•••••••• left G••••••• W••••• M••••••••• for I•••••••• A•••••••• L•• (registered 2026-07-08)
Form ADVobserved 7 days ago
Occurred
Sep 27, 2023
Advisor changed firm
F•••••• P•••••••• left N••••••••• M••••• I••••••••• S••••••••• for G••••••• W••••• M••••••••• (registered 2024-01-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ca066f5-98c2-a526-9826-870b179198cd
First observed: Jul 31, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.