DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Forrest Patterson
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Forrest Dean Patterson
At current firm
0 y
since Jul 8, 2026
In the industry
13 y
since Jul 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Integrity Alliance, LLC BD affiliated currentsince Jul 8, 2026 · Urbandale, Ia
- Gradient Wealth Management BD affiliatedJan 2, 2024 to Jul 13, 2026 · Hurst, Tx
- Northwestern Mutual Investment Services,LLC no RAUMJan 19, 2022 to Sep 27, 2023 · Dallas, Tx
- Gradient Advisors, LLC independent RIAJul 31, 2020 to Oct 26, 2021 · Arlington, Tx
Moves
a registration end followed by a registration begin elsewhere
- Gradient Wealth Management to Integrity Alliance, LLCleft Jul 13, 2026, registered Jul 8, 2026 (-5 days) · Affiliated broker-dealer or bank to another
- Northwestern Mutual Investment Services,LLC to Gradient Wealth Managementleft Sep 27, 2023, registered Jan 2, 2024 (97 days) · Other
- Gradient Advisors, LLC to Northwestern Mutual Investment Services,LLCleft Oct 26, 2021, registered Jan 19, 2022 (85 days) · Other
Signals
- Forrest Patterson left Gradient Wealth Management for Integrity Alliance, Llc (registered 2026-07-08)Jul 13, 2026 · Advisor changed firm · fact
- Forrest Patterson left Northwestern Mutual Investment Services,Llc for Gradient Wealth Management (registered 2024-01-02)Sep 27, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address