DFX Intelligence

Data Factory

RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 10b 100b

WEALTHFRONT ADVISERS LLC

CRD 148456

PALO ALTO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8cb1680b-699e-eca4-a250-cd350d7e9c44

Data as of Jul 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 60
Dated events: 12
On other graphs: 0
Observed: Feb 28, 2012 to Jul 23, 2026
94 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=65.0
Regulatory AUM: $48BItem 5.F on the latest filing (2026-07-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $46B
Private client RAUM: $47BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 41
RAUM per advisor: $1.2Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 432
Advisory employees: 24
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 687,493
Individual clients: 505,816
High net worth clients: 12,784
Custody, client assets: $0
SEC number: 801-69766
CIK: 1763921
CRD: 148456
Filings on the tape: 94
First filed: Feb 28, 2012
Latest filed: Jul 23, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 41

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DANIEL VEGA	Chartered Financial Analyst	PALO ALTO, CA	12	16	1	yes
DAVID RICHARD BURGESS	n/a	PALO ALTO, CA	10	20	3	yes
SHANE LIKO-MASANOBU MOORE	n/a	PALO ALTO, CA	9	12	2	yes
KEVIN HAYWOOD TEAGUE	Certified Financial Planner	PALO ALTO, CA	9	15	1	yes
JED T BROCE	n/a	PALO ALTO, CA	9	25	1	yes
AMBER GIESELLE GUERRERO	n/a	PALO ALTO, CA	7	13	n/a	yes
LEOTIE FUKAWA	Certified Financial Planner	PALO ALTO, CA	6	10	1	yes
Andres Alfredo Carvallo	n/a	PALO ALTO, CA	6	11	n/a	yes
William Tyler Weihs	n/a	PALO ALTO, CA	5	10	n/a	yes
MEGHAN BROWN	n/a	PALO ALTO, CA	4	11	1	yes
Karen Shu	n/a	Chelmsford, MA \| PALO ALTO, CA	4	19	n/a	yes
Kevin Pavel Castillo Rosales	n/a	PALO ALTO, CA \| Revere, MA	4	15	n/a	yes
Matthew Penick	n/a	PALO ALTO, CA	4	10	n/a	yes
GAVIN RODEFER	n/a	PALO ALTO, CA	4	11	1	yes
CIARA LOWE	n/a	PALO ALTO, CA	3	10	n/a	yes
Ryan Bishop	n/a	PALO ALTO, CA	3	12	n/a	yes
Homer Clifton Reed	n/a	PALO ALTO, CA	3	16	2	yes
Ryan Thomas Lancaster	n/a	PALO ALTO, CA	2	10	n/a	yes
Denisse Sanchez	n/a	PALO ALTO, CA	2	11	n/a	yes
Iori Omura	Certified Financial Planner	PALO ALTO, CA	2	17	3	yes
Jonah Torrison	n/a	PALO ALTO, CA	2	10	n/a	no
Ari Choe Kim	n/a	Santa Clara, CA \| PALO ALTO, CA	2	10	n/a	yes
Erika Rose Slepian	n/a	PALO ALTO, CA \| Santa Monica, CA	2	12	n/a	yes
Maria Veronica Humphrey	n/a	PALO ALTO, CA	2	10	2	yes
Blair Catriona Buchanan	n/a	Glendale, CO \| PALO ALTO, CA	1	10	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Fortunato, David	CHIEF EXECUTIVE OFFICER	Na	yes	07/2025	Jul 23, 2026	Jul 23, 2026
IMBERMAN, ALAN, DEAN	CHIEF FINANCIAL OFFICER	Na	yes	08/2018	Jul 23, 2026	Jul 23, 2026
LIN, LAUREN, D	Secretary	Na	yes	09/2023	Jul 23, 2026	Jul 23, 2026
Matthews, Jonathan, Foster	CHIEF COMPLIANCE OFFICER	Na	yes	05/2020	Jul 23, 2026	Jul 23, 2026
WEALTHFRONT CORPORATION	SOLE MEMBER	E	yes	08/2018	Jul 23, 2026	Jul 23, 2026
Kessler, Boris	GENERAL COUNSEL	Na	yes	09/2023	Oct 27, 2023	Dec 16, 2024
RACHLEFF, ANDREW, SAMUEL	CHIEF EXECUTIVE OFFICER	Na	yes	02/2020	Feb 28, 2012	Dec 16, 2024
MALKIEL, BURTON, GORDON	CHIEF INVESTMENT OFFICER	Na	no	11/2012	Jul 23, 2026	Jul 23, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WEALTHFRONT STRATEGIES LLC	n/a	Asset manager	$112M	N	yes	n/a
WEALTHFRONT BROKERAGE LLC	n/a	n/a	n/a	N	yes	CA

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$43B	$42B	402	25	0	n/a	n/a
2024	Oct 29, 2024	$36B	$35B	324	20	0	n/a	n/a
2023	Oct 27, 2023	$25B	$24B	258	11	0	n/a	n/a
2022	Oct 28, 2022	$23B	$23B	265	10	0	n/a	n/a
2021	Oct 29, 2021	$25B	$25B	240	11	0	n/a	n/a
2020	Oct 21, 2020	$16B	$16B	212	7	0	n/a	n/a
2019	Oct 30, 2019	$14B	$14B	186	10	0	n/a	n/a
2018	Oct 29, 2018	$11B	$11B	165	8	0	n/a	n/a
2017	Oct 25, 2017	$8.2B	$8.2B	150	7	0	n/a	n/a
2016	Oct 31, 2016	$4.3B	$4.3B	138	6	n/a	n/a	n/a
2015	Aug 14, 2015	$2.6B	$2.6B	100	10	n/a	n/a	n/a
2014	Aug 20, 2014	$1.3B	$1.3B	41	8	n/a	n/a	n/a
2013	Aug 5, 2013	$303M	$303M	25	3	n/a	n/a	n/a
2012	Oct 29, 2012	$67.3M	$67.3M	20	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	0	4	0.0%	0	0	0	7	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$48B	$36B	32.9%	$23B	27.4%	432	324	0	0

Relationships

Registered with (50)

← Nardos MechalAdvisorregistration: current employment
Sep 4, 2026 to presentfactForm ADV
← Shai YonaAdvisorregistration: current employment
Jul 28, 2026 to presentfactForm ADV
← Brandon ArdwanAdvisorregistration: current employment
May 12, 2026 to presentfactForm ADV
← Tomas Alexander Hidalgo GonzalezAdvisorregistration: current employment
May 12, 2026 to presentfactForm ADV
← Rosybell MorelAdvisorregistration: current employment
Mar 3, 2026 to presentfactForm ADV
← PARKER NEIL RIMA COELHOAdvisorregistration: current employment
Jan 16, 2026 to presentfactForm ADV
← Alexander James DonatelliAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← Tyler Alan Rutledge GrupeAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← Edward Kay LianAdvisorregistration: current employment
Oct 13, 2025 to presentfactForm ADV
← Gretchen HofmannAdvisorregistration: current employment
Apr 4, 2025 to presentfactForm ADV
← Joyce Yi Qi LumAdvisorregistration: current employment
Feb 28, 2025 to presentfactForm ADV
← JESSICA HOELSCHERAdvisorregistration: current employment
Feb 5, 2025 to presentfactForm ADV
← Raquel Sampaio BurkeAdvisorregistration: current employment
Feb 5, 2025 to presentfactForm ADV
← Britney Alana RafolsAdvisorregistration: current employment
Jan 9, 2025 to presentfactForm ADV
← Anna CardenasAdvisorregistration: current employment
Oct 25, 2024 to presentfactForm ADV
← Jared Riley JonesAdvisorregistration: current employment
Oct 16, 2024 to presentfactForm ADV
← Blair Catriona BuchananAdvisorregistration: current employment
Oct 7, 2024 to presentfactForm ADV
← Maria Veronica HumphreyAdvisorregistration: current employment
Sep 11, 2024 to presentfactForm ADV
← Erika Rose SlepianAdvisorregistration: current employment
Sep 4, 2024 to presentfactForm ADV
← Jonah TorrisonAdvisorregistration: current employment
Aug 5, 2024 to presentfactForm ADV
← Ari Choe KimAdvisorregistration: current employment
Aug 5, 2024 to presentfactForm ADV
← Iori OmuraAdvisorregistration: previous registration
Nov 3, 2016 to Apr 1, 2022factForm ADV
← Denisse SanchezAdvisorregistration: current employment
Feb 14, 2024 to presentfactForm ADV
← Ryan Thomas LancasterAdvisorregistration: current employment
Jan 11, 2024 to presentfactForm ADV
← Homer Clifton ReedAdvisorregistration: current employment
Aug 4, 2023 to presentfactForm ADV
← Ryan BishopAdvisorregistration: current employment
Jun 21, 2023 to presentfactForm ADV
← CIARA LOWEAdvisorregistration: current employment
Jan 24, 2023 to presentfactForm ADV
← GAVIN RODEFERAdvisorregistration: current employment
May 12, 2022 to presentfactForm ADV
← Matthew PenickAdvisorregistration: current employment
May 11, 2022 to presentfactForm ADV
← Kevin Pavel Castillo RosalesAdvisorregistration: current employment
Mar 15, 2022 to presentfactForm ADV
and 20 more

Affiliated with (2)

→ WEALTHFRONT STRATEGIES LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← WEALTHFRONT STRATEGIES LLCRegistered adviserother investment adviser, common control
factForm ADV

Owns (1)

← MALKIEL, BURTON, GORDONOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Nov 28, 2012 to Dec 16, 2024factForm ADV

Controls (6)

← IMBERMAN, ALAN, DEANOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Oct 30, 2019 to Dec 16, 2024factForm ADV
← RACHLEFF, ANDREW, SAMUELOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Feb 28, 2012 to Dec 16, 2024factForm ADV
← LIN, LAUREN, DOwnerSECRETARY, ownership code NA, individual
May 12, 2020 to Dec 16, 2024factForm ADV
← Matthews, Jonathan, FosterOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 12, 2020 to Dec 16, 2024factForm ADV
← Kessler, BorisOwnerGENERAL COUNSEL, ownership code NA, individual
Oct 27, 2023 to Dec 16, 2024factForm ADV
← WEALTHFRONT CORPORATIONOwnerSOLE MEMBER, ownership code E, domestic entity
Oct 29, 2018 to Dec 16, 2024factForm ADV

Dated events

Occurred
Aug 2, 2024
Advisor changed firm
Nathaniel J Gandy left Wealthfront Advisers Llc for Obar Wealth Management Llc (registered 2024-10-30)
Form ADVobserved 4 days ago
Occurred
Nov 15, 2023
Advisor changed firm
Elisa Marie Garibay left Wealthfront Advisers Llc for Cache Advisors Llc (registered 2024-05-16)
Form ADVobserved 4 days ago
Occurred
Oct 27, 2023
Control person joined
Boris Kessler (General Counsel) appeared on Schedule A of Wealthfront Advisers Llc
Form ADVobserved 4 days ago
Occurred
Feb 22, 2023
Advisor changed firm
Amanda Ellen Fitz left Wealthfront Advisers Llc for Morgan Stanley (registered 2023-03-16)
Form ADVobserved 4 days ago
Occurred
Apr 28, 2021
Regulatory AUM changed
Wealthfront Advisers Llc reported RAUM $21.5B, up 35% from $15.8B (2021-03-03 to 2021-04-28)
Form ADVobserved 4 days ago
$5.6B
Occurred
May 12, 2020
Control person left
Joonwon Choe (General Counsel) no longer on Schedule A of Wealthfront Advisers Llc (listed 2020-02-28, absent 2020-05-12)
Form ADVobserved 4 days ago
Occurred
May 12, 2020
Control person left
Raphael Julius Leiman-Carbia (Chief Compliance Officer) no longer on Schedule A of Wealthfront Advisers Llc (listed 2020-02-28, absent 2020-05-12)
Form ADVobserved 4 days ago
Occurred
May 12, 2020
Control person joined
D Lauren Lin (General Counsel) appeared on Schedule A of Wealthfront Advisers Llc
Form ADVobserved 4 days ago
Occurred
May 12, 2020
Control person joined
Foster Jonathan Matthews (Chief Compliance Officer) appeared on Schedule A of Wealthfront Advisers Llc
Form ADVobserved 4 days ago
Occurred
Feb 28, 2020
Control person joined
Raphael Julius Leiman-Carbia (Chief Compliance Officer) appeared on Schedule A of Wealthfront Advisers Llc
Form ADVobserved 4 days ago
Occurred
Feb 28, 2020
Control person joined
Samuel Andrew Rachleff (Chief Executive Officer) appeared on Schedule A of Wealthfront Advisers Llc
Form ADVobserved 4 days ago
Occurred
Aug 16, 2018
Succession filed (Item 4)
Wealthfront reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8cb1680b-699e-eca4-a250-cd350d7e9c44
First observed: Feb 28, 2012
Last observed: Jul 23, 2026 58 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEALTHFRONT ADVISERS LLC

CRD 148456

PALO ALTO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8cb1680b-699e-eca4-a250-cd350d7e9c44

Data as of Jul 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:19 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DANIEL VEGA

Chartered Financial Analyst

PALO ALTO, CA

yes

DAVID RICHARD BURGESS

n/a

PALO ALTO, CA

yes

SHANE LIKO-MASANOBU MOORE

n/a

PALO ALTO, CA

yes

KEVIN HAYWOOD TEAGUE

Certified Financial Planner

PALO ALTO, CA

yes

JED T BROCE

n/a

PALO ALTO, CA

yes

AMBER GIESELLE GUERRERO

n/a

PALO ALTO, CA

n/a

yes

LEOTIE FUKAWA

Certified Financial Planner

PALO ALTO, CA

yes

Andres Alfredo Carvallo

n/a

PALO ALTO, CA

n/a

yes

William Tyler Weihs

n/a

PALO ALTO, CA

n/a

yes

MEGHAN BROWN

n/a

PALO ALTO, CA

yes

Karen Shu

n/a

Chelmsford, MA | PALO ALTO, CA

n/a

yes

Kevin Pavel Castillo Rosales

n/a

PALO ALTO, CA | Revere, MA

n/a

yes

Matthew Penick

n/a

PALO ALTO, CA

n/a

yes

GAVIN RODEFER

n/a

PALO ALTO, CA

yes

CIARA LOWE

n/a

PALO ALTO, CA

n/a

yes

Ryan Bishop

n/a

PALO ALTO, CA

n/a

yes

Homer Clifton Reed

n/a

PALO ALTO, CA

yes

Ryan Thomas Lancaster

n/a

PALO ALTO, CA

n/a

yes

Denisse Sanchez

n/a

PALO ALTO, CA

n/a

yes

Iori Omura

Certified Financial Planner

PALO ALTO, CA

yes

Jonah Torrison

n/a

PALO ALTO, CA

n/a

Ari Choe Kim

n/a

Santa Clara, CA | PALO ALTO, CA

n/a

yes

Erika Rose Slepian

n/a

PALO ALTO, CA | Santa Monica, CA

n/a

yes

Maria Veronica Humphrey

n/a

PALO ALTO, CA

yes

Blair Catriona Buchanan

n/a

Glendale, CO | PALO ALTO, CA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Fortunato, David

CHIEF EXECUTIVE OFFICER

yes

07/2025

Jul 23, 2026

IMBERMAN, ALAN, DEAN

CHIEF FINANCIAL OFFICER

yes

08/2018

Jul 23, 2026

LIN, LAUREN, D

Secretary

yes

09/2023

Jul 23, 2026

Matthews, Jonathan, Foster

CHIEF COMPLIANCE OFFICER

yes

05/2020

Jul 23, 2026

WEALTHFRONT CORPORATION

SOLE MEMBER

yes

08/2018

Jul 23, 2026

Kessler, Boris

GENERAL COUNSEL

yes

09/2023

Oct 27, 2023

Dec 16, 2024

RACHLEFF, ANDREW, SAMUEL

CHIEF EXECUTIVE OFFICER

yes

02/2020

Feb 28, 2012

Dec 16, 2024

MALKIEL, BURTON, GORDON

CHIEF INVESTMENT OFFICER

11/2012

Jul 23, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WEALTHFRONT STRATEGIES LLC

n/a

Asset manager

$112M

yes

n/a

WEALTHFRONT BROKERAGE LLC

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$43B

$42B

402

n/a

2024

Oct 29, 2024

$36B

$35B

324

n/a

2023

Oct 27, 2023

$25B

$24B

258

n/a

2022

Oct 28, 2022

$23B

265

n/a

2021

Oct 29, 2021

$25B

240

n/a

2020

Oct 21, 2020

$16B

212

n/a

2019

Oct 30, 2019

$14B

186

n/a

2018

Oct 29, 2018

$11B

165

n/a

2017

Oct 25, 2017

$8.2B

150

n/a

2016

Oct 31, 2016

$4.3B

138

n/a

2015

Aug 14, 2015

$2.6B

100

n/a

2014

Aug 20, 2014

$1.3B

n/a

2013

Aug 5, 2013

$303M

n/a

2012

Oct 29, 2012

$67.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$48B

$36B

32.9%

$23B

27.4%

432

324