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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

DAVID RICHARD BURGESS

Advisor at WEALTHFRONT ADVISERS LLC

PALO ALTO, CA

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Search this name across graphsid dfx:ria:542189f0-739c-bbf7-3460-41ca5f52a139

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHFRONT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 10, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 8, 2011
First registration: Aug 10, 2006
Dual registered: yes, broker-dealer
Other names: DAVID RICHARD BURGESS|DAVID R BURGESS
IAPD individual key: 5126265

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHFRONT ADVISERS LLC	Bd affiliated wealth	Sep 16, 2016	n/a	yes	PALO ALTO, CA	Current employment
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Apr 10, 2012	Sep 15, 2016	no	ARLINGTON, VA\|CUPERTINO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 9, 2011	Apr 9, 2012	no	PALO ALTO, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 10, 2006	Oct 23, 2006	no	San Francisco, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E*TRADE CAPITAL MANAGEMENT, LLC	WEALTHFRONT ADVISERS LLC	Sep 15, 2016	Sep 16, 2016	1	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	E*TRADE CAPITAL MANAGEMENT, LLC	Apr 9, 2012	Apr 10, 2012	1	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2006	Jun 9, 2011	1,690	Firm change after gap	Ibd to wirehouse

Relationships

Registered with (4)

→ WEALTHFRONT ADVISERS LLCRegistered adviserregistration: current employment
Sep 16, 2016 to presentfactForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 10, 2012 to Sep 15, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 9, 2011 to Apr 9, 2012factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 10, 2006 to Oct 23, 2006factForm ADV

Dated events

No dated event names this entity yet.