DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wealthfront Advisers LLC
Latest filing Jul 23, 2026
First filing on the tape Feb 28, 2012 · 94 filings
SEC status approved since Nov 21, 2008
RAUM
$48B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
99%
$47B individuals and HNW
Advisors
41
registered through the firm on IAPD
RAUM per advisor
$1.2B
derived; firm RAUM over IAPD count
Employees
432
24 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
94 filings and snapshots on the tape
RAUM$48B as of Jul 23, 2026
Oct 29, 2012$67.3M then
HNW client RAUM$17B as of Jul 23, 2026
Oct 25, 2017$1.8B then
State-registered IARs (5.B.3)37 as of Jul 23, 2026
Oct 29, 20121 then
Employees (5.A)432 as of Jul 23, 2026
Oct 29, 201220 then
Private funds: no history
RAUM +33% over the last fiscal year+27% a year over threeIARs 33 to 37
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $1.2BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 12,649derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $69,423derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 10.5derivedItem 5.A over advisors
- Advisors per office
- 41.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +15%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +27%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- $46BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$30B63%
- High-net-worth individuals$17B36%
- Charitable organizations$201M0.4%
- Corporations and businesses$91.3M0.2%
- Individual clients
- 505,816reported
- HNW clients
- 12,784reported
- Pension plan clients
- 0reported
- Charitable clients
- 21reported
- Accounts
- 687,493reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=65.0derived
Advisors registered through the firm
41 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel VegaChartered Financial Analyst | Palo Alto, Ca | Sep 27, 2013 | 16 y | 1 |
| David Richard Burgess | Palo Alto, Ca | Sep 16, 2016 | 20 y | 3 |
| Shane Liko-Masanobu Moore | Palo Alto, Ca | Jun 26, 2017 | 12 y | 2 |
| Kevin Haywood TeagueCertified Financial Planner | Palo Alto, Ca | Aug 31, 2017 | 15 y | 1 |
| Jed T Broce | Palo Alto, Ca | Sep 11, 2017 | 25 y | 1 |
| Amber Gieselle Guerrero | Palo Alto, Ca | Oct 17, 2018 | 13 y | 0 |
| Leotie FukawaCertified Financial Planner | Palo Alto, Ca | Sep 25, 2019 | 10 y | 1 |
| Andres Alfredo Carvallo | Palo Alto, Ca | May 22, 2020 | 11 y | 0 |
| William Tyler Weihs | Palo Alto, Ca | Jun 15, 2021 | 10 y | 0 |
| Meghan Brown | Palo Alto, Ca | Nov 19, 2021 | 11 y | 1 |
| Karen Shu | Chelmsford, Ma | Feb 2, 2022 | 19 y | 0 |
| Kevin Pavel Castillo Rosales | Palo Alto, Ca | Mar 15, 2022 | 15 y | 0 |
| Matthew Penick | Palo Alto, Ca | May 11, 2022 | 10 y | 0 |
| Gavin Rodefer | Palo Alto, Ca | May 12, 2022 | 11 y | 1 |
| Ciara Lowe | Palo Alto, Ca | Jan 24, 2023 | 10 y | 0 |
| Ryan Bishop | Palo Alto, Ca | Jun 21, 2023 | 12 y | 0 |
| Homer Clifton Reed | Palo Alto, Ca | Aug 4, 2023 | 16 y | 2 |
| Ryan Thomas Lancaster | Palo Alto, Ca | Jan 11, 2024 | 10 y | 0 |
| Denisse Sanchez | Palo Alto, Ca | Feb 14, 2024 | 11 y | 0 |
| Iori OmuraCertified Financial Planner | Palo Alto, Ca | Feb 22, 2024 | 17 y | 3 |
| Ari Choe Kim | Santa Clara, Ca | Aug 5, 2024 | 10 y | 0 |
| Jonah Torrison | Palo Alto, Ca | Aug 5, 2024 | 10 y | 0 |
| Erika Rose Slepian | Palo Alto, Ca | Sep 4, 2024 | 12 y | 0 |
| Maria Veronica Humphrey | Palo Alto, Ca | Sep 11, 2024 | 10 y | 2 |
| Blair Catriona Buchanan | Glendale, Co | Oct 7, 2024 | 10 y | 1 |
| Jared Riley Jones | Palo Alto, Ca | Oct 16, 2024 | 12 y | 0 |
| Anna Cardenas | Palo Alto, Ca | Oct 25, 2024 | 12 y | 0 |
| Britney Alana Rafols | Palo Alto, Ca | Jan 9, 2025 | 10 y | 0 |
| Jessica Hoelscher | Palo Alto, Ca | Feb 5, 2025 | 16 y | 1 |
| Raquel Sampaio Burke | San Francisco, Ca | Feb 5, 2025 | 12 y | 0 |
| Joyce Yi Qi Lum | Palo Alto, Ca | Feb 28, 2025 | 11 y | 0 |
| Gretchen Hofmann | Palo Alto, Ca | Apr 4, 2025 | 11 y | 0 |
| Edward Kay Lian | Palo Alto, Ca | Oct 13, 2025 | 11 y | 1 |
| Tyler Alan Rutledge Grupe | Palo Alto, Ca | Jan 1, 2026 | 12 y | 2 |
| Alexander James Donatelli | Palo Alto, Ca | Jan 5, 2026 | 10 y | 0 |
| Parker Neil Rima Coelho | Palo Alto, Ca | Jan 16, 2026 | 11 y | 1 |
| Rosybell Morel | Palo Alto, Ca | Mar 3, 2026 | 11 y | 1 |
| Tomas Alexander Hidalgo Gonzalez | San Francisco, Ca | May 12, 2026 | 10 y | 0 |
| Brandon Ardwan | Palo Alto, Ca | May 12, 2026 | 12 y | 0 |
| Shai Yona | Palo Alto, Ca | Jul 28, 2026 | 11 y | 0 |
Advisor movement
0 left, 4 joined in 12 months
net +4 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Nathaniel J Gandy to Obar Wealth Management LLCAug 2, 2024 · RIA to a state-registered adviser
- Elisa Marie Garibay to Cache Advisors LLCNov 15, 2023 · Other
- Amanda Ellen Fitz to Morgan StanleyFeb 22, 2023 · RIA to wirehouse
- Anton Tkachenko to Commonwealth Financial NetworkSep 19, 2018 · RIA to affiliated broker-dealer or bank
- Emiliano Rios Caban to M1 AdvisoryMay 7, 2018 · Other
- John Thomas Torola to Inter Advisors LLCDec 31, 2017 · RIA to a newly registered adviser
- Brian Dennen to Ally Invest AdvisorsNov 3, 2016 · Other
- Jennifer A Sun to J.P. Morgan Private Wealth Advisors LLCJun 24, 2016 · Other
- Steven Mark Cervantes to Larson Financial Group, LLCJun 3, 2016 · Other
Joined, latest
- Rosybell Morel from J.P. Morgan Securities LLCMar 3, 2026 · Wirehouse to affiliated broker-dealer or bank
- Parker Neil Rima Coelho from Ameriprise Financial Services, LLCJan 16, 2026 · Affiliated broker-dealer or bank to another
- Tyler Alan Rutledge Grupe from Stratifi, LLCJan 1, 2026 · RIA to affiliated broker-dealer or bank
- Edward Kay Lian from Raymond James & Associates, Inc.Oct 13, 2025 · Affiliated broker-dealer or bank to another
- Jessica Hoelscher from Charles Schwab & Co., Inc.Feb 5, 2025 · Affiliated broker-dealer or bank to another
- Blair Catriona Buchanan from Unest Advisers, LLCOct 7, 2024 · RIA to RIA
- Maria Veronica Humphrey from Unest Advisers, LLCSep 11, 2024 · RIA to RIA
- Homer Clifton Reed from Ally Invest AdvisorsAug 4, 2023 · RIA to RIA
- Gavin Rodefer from Oppenheimer & Co. Inc.May 12, 2022 · Affiliated broker-dealer or bank to independent RIA
- Meghan Brown from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 19, 2021 · Wirehouse to independent RIA
- Leotie Fukawa from GroveSep 25, 2019 · RIA to RIA
- Nathaniel J Gandy from Usaa Investment Services CompanyJul 15, 2019 · Affiliated broker-dealer or bank to independent RIA
- Elisa Marie Garibay from Opes Advisors, Inc.Jan 12, 2018 · Other
- Jed T Broce from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 11, 2017 · Other
- Kevin Haywood Teague from Strategic Advisers LLCAug 31, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David Fortunato · Chief Executive Officercontrolsince 07/2025 · owns less than 5%
- Dean Alan Imberman · Chief Financial Officercontrolsince 08/2018 · owns less than 5%
- Boris Kessler · General Counselcontrolsince 09/2023 · owns less than 5%
- D Lauren Lin · Secretarycontrolsince 09/2023 · owns less than 5%
- Foster Jonathan Matthews · Chief Compliance Officercontrolsince 05/2020 · owns less than 5%
- Samuel Andrew Rachleff · Chief Executive Officercontrolsince 02/2020 · owns less than 5%
- Gordon Burton Malkiel · Chief Investment Officersince 11/2012 · owns less than 5%
Entity owners
- Wealthfront Corporation · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Wealthfront Brokerage LLCbroker-dealercustodiann
- Wealthfront Strategies LLCinvestment adviserbanknRAUM $112M
Advisers that list Wealthfront Advisers LLC as a related person
- 289148 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Palo Alto, Ca · principal | 41 | 9 | 0 | ||
| San Francisco, Ca | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 23, 2026Fortunato, David (CHIEF EXECUTIVE OFFICER) appeared on Schedule A between the filings of 2023-10-27 and 2026-07-23peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 23, 2026RACHLEFF, ANDREW, SAMUEL (CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2023-10-27 and 2026-07-23peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 23, 2026Kessler, Boris (GENERAL COUNSEL) left Schedule A between the filings of 2023-10-27 and 2026-07-23peers: affiliated wealth managers, $20B and over (50)
What changed
consecutive filings, newest first
- Accounts · 642,888 to 687,493Mar 27, 2026 to May 1, 2026
- Advisory employees · 25 to 24Mar 27, 2026 to May 1, 2026
- BD registered reps · 61 to 65Mar 27, 2026 to May 1, 2026
- Charity clients · 22 to 21Mar 27, 2026 to May 1, 2026
- Corporate clients · 19 to 18Mar 27, 2026 to May 1, 2026
- HNW clients · 11,604 to 12,784Mar 27, 2026 to May 1, 2026
- Individual clients · 479,534 to 505,816Mar 27, 2026 to May 1, 2026
- Employees · 402 to 432Mar 27, 2026 to May 1, 2026
- State-registered IARs · 38 to 37Mar 27, 2026 to May 1, 2026
- Discretionary RAUM · $42B to $46BMar 27, 2026 to May 1, 2026
- HNW RAUM · $15B to $17BMar 27, 2026 to May 1, 2026
- Individual RAUM · $28B to $30BMar 27, 2026 to May 1, 2026
- Non-discretionary RAUM · $1.3B to $1.7BMar 27, 2026 to May 1, 2026
- RAUM · $43B to $48BMar 27, 2026 to May 1, 2026
- Accounts · 577,331 to 642,888Aug 1, 2025 to Oct 22, 2025
- Advisory employees · 20 to 25Aug 1, 2025 to Oct 22, 2025
- BD registered reps · 53 to 61Aug 1, 2025 to Oct 22, 2025
- Charity clients · 20 to 22Aug 1, 2025 to Oct 22, 2025
- Corporate clients · 12 to 19Aug 1, 2025 to Oct 22, 2025
- HNW clients · 5,925 to 11,604Aug 1, 2025 to Oct 22, 2025
- Individual clients · 400,450 to 479,534Aug 1, 2025 to Oct 22, 2025
- Employees · 324 to 402Aug 1, 2025 to Oct 22, 2025
- Financial planning clients · 0 to 0Aug 1, 2025 to Oct 22, 2025
- State-registered IARs · 33 to 38Aug 1, 2025 to Oct 22, 2025
- Discretionary RAUM · $40B to $42BAug 1, 2025 to Oct 22, 2025
- HNW RAUM · $13B to $15BAug 1, 2025 to Oct 22, 2025
- Individual RAUM · $29B to $28BAug 1, 2025 to Oct 22, 2025
- Non-discretionary RAUM · $1.2B to $1.3BAug 1, 2025 to Oct 22, 2025
- RAUM · $42B to $43BAug 1, 2025 to Oct 22, 2025
- Related bank · true to falseAug 1, 2025 to Oct 22, 2025
- Accounts · 536,340 to 577,331Jun 2, 2025 to Aug 1, 2025
- HNW clients · 4,864 to 5,925Jun 2, 2025 to Aug 1, 2025
- Individual clients · 381,348 to 400,450Jun 2, 2025 to Aug 1, 2025
- Financial planning clients · to 0Jun 2, 2025 to Aug 1, 2025
- Discretionary RAUM · $35B to $40BJun 2, 2025 to Aug 1, 2025
- HNW RAUM · $10B to $13BJun 2, 2025 to Aug 1, 2025
- Individual RAUM · $26B to $29BJun 2, 2025 to Aug 1, 2025
- Non-discretionary RAUM · $649M to $1.2BJun 2, 2025 to Aug 1, 2025
- RAUM · $36B to $42BJun 2, 2025 to Aug 1, 2025
- Financial planning clients · More than 500 to Dec 16, 2024 to Jun 2, 2025
Signals
12 dated events
- Nathaniel J Gandy left Wealthfront Advisers Llc for Obar Wealth Management Llc (registered 2024-10-30)Aug 2, 2024 · Advisor changed firm · fact
- Elisa Marie Garibay left Wealthfront Advisers Llc for Cache Advisors Llc (registered 2024-05-16)Nov 15, 2023 · Advisor changed firm · fact
- Boris Kessler (General Counsel) appeared on Schedule A of Wealthfront Advisers LlcOct 27, 2023 · Control person joined · fact
- Amanda Ellen Fitz left Wealthfront Advisers Llc for Morgan Stanley (registered 2023-03-16)Feb 22, 2023 · Advisor changed firm · fact
- Wealthfront Advisers Llc reported RAUM $21.5B, up 35% from $15.8B (2021-03-03 to 2021-04-28)Apr 28, 2021 · RAUM change · derived
- Foster Jonathan Matthews (Chief Compliance Officer) appeared on Schedule A of Wealthfront Advisers LlcMay 12, 2020 · Control person joined · fact
- Raphael Julius Leiman-Carbia (Chief Compliance Officer) no longer on Schedule A of Wealthfront Advisers Llc (listed 2020-02-28, absent 2020-05-12)May 12, 2020 · Control person left · inference
- D Lauren Lin (General Counsel) appeared on Schedule A of Wealthfront Advisers LlcMay 12, 2020 · Control person joined · fact
- Joonwon Choe (General Counsel) no longer on Schedule A of Wealthfront Advisers Llc (listed 2020-02-28, absent 2020-05-12)May 12, 2020 · Control person left · inference
- Samuel Andrew Rachleff (Chief Executive Officer) appeared on Schedule A of Wealthfront Advisers LlcFeb 28, 2020 · Control person joined · fact
- Raphael Julius Leiman-Carbia (Chief Compliance Officer) appeared on Schedule A of Wealthfront Advisers LlcFeb 28, 2020 · Control person joined · fact
- Wealthfront reported succeeding to the business of Another Adviser (Form ADV Item 4)Aug 16, 2018 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/wealthfrontreportedpublic record, Form ADV, Sep 17, 2026
- Website
- WEALTHFRONT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 855-695-8437reportedpublic record, Form ADV, Jul 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.2Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026