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RIA / WealthAdvisor14 years in industry

LESLIE SEAWELL GARSKE

Advisor at TRACTION FINANCIAL PARTNERS

Littleton, CO | ENCAMPMENT, WY

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Search this name across graphsid dfx:ria:8cbd502e-73ae-4483-077d-35ccfa8b400d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRACTION FINANCIAL PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 3, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 3, 2012
First registration: Dec 19, 2012
Dual registered: no
Other names: LESLIE C SEAWELL|LESLIE SEAWELL GIACOMELLI|LESLIE GARSKE
IAPD individual key: 5986636

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRACTION FINANCIAL PARTNERS	Independent wealth	Jun 10, 2025	n/a	yes	Littleton, CO\|ENCAMPMENT, WY	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Feb 7, 2019	Jun 6, 2025	no	Littleton, CO\|Littleton, CO\|Littleton, CO\|Littleton, CO	Previous registration
CAPITAL CITIES INVESTMENTS	Independent wealth	Dec 3, 2018	Dec 20, 2018	no	Littleton, CO\|INDIANAPOLIS, IN	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Feb 5, 2013	Dec 19, 2018	no	LAKEWOOD, CO\|GREENWOOD VILLAGE, CO	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Dec 19, 2012	Jan 25, 2013	no	GREENWOOD VILLAGE, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	TRACTION FINANCIAL PARTNERS	Jun 6, 2025	Jun 10, 2025	4	Firm change	Ibd to RIA
CAPITAL CITIES INVESTMENTS	AE WEALTH MANAGEMENT, LLC	Dec 20, 2018	Feb 7, 2019	49	Firm change	RIA to RIA
EQUITABLE ADVISORS, LLC	CAPITAL CITIES INVESTMENTS	Dec 19, 2018	Dec 3, 2018	-16	Firm change	Ibd to RIA
NEW ENGLAND SECURITIES CORPORATION	EQUITABLE ADVISORS, LLC	Jan 25, 2013	Feb 5, 2013	11	Firm change	Other

Relationships

Registered with (5)

→ TRACTION FINANCIAL PARTNERSRegistered adviserregistration: current employment
Jun 10, 2025 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 7, 2019 to Jun 6, 2025factForm ADV
→ CAPITAL CITIES INVESTMENTSRegistered adviserregistration: previous registration
Dec 3, 2018 to Dec 20, 2018factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 5, 2013 to Dec 19, 2018factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Dec 19, 2012 to Jan 25, 2013factForm ADV

Dated events

Occurred
Jun 6, 2025
Advisor changed firm
Leslie Seawell Garske left Ae Wealth Management, Llc for Traction Financial Partners (registered 2025-06-10)
Form ADVobserved 3 days ago