DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Leslie Seawell Garske
Feed of 09/14/2026
Also filed as Leslie C Seawell
At current firm
1 y
since Jun 10, 2025
In the industry
14 y
since Apr 3, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Traction Financial Partners independent RIA currentsince Jun 10, 2025 · Littleton, Co
- Ae Wealth Management, LLC BD affiliatedFeb 7, 2019 to Jun 6, 2025 · Littleton, Co
- Capital Cities Investments independent RIADec 3, 2018 to Dec 20, 2018 · Littleton, Co
- Equitable Advisors, LLC national BDFeb 5, 2013 to Dec 19, 2018 · Lakewood, Co
- New England Securities Corporation formerDec 19, 2012 to Jan 25, 2013 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- Ae Wealth Management, LLC to Traction Financial Partnersleft Jun 6, 2025, registered Jun 10, 2025 (4 days) · Affiliated broker-dealer or bank to independent RIA
- Capital Cities Investments to Ae Wealth Management, LLCleft Dec 20, 2018, registered Feb 7, 2019 (49 days) · RIA to RIA
- Equitable Advisors, LLC to Capital Cities Investmentsleft Dec 19, 2018, registered Dec 3, 2018 (-16 days) · Affiliated broker-dealer or bank to independent RIA
- New England Securities Corporation to Equitable Advisors, LLCleft Jan 25, 2013, registered Feb 5, 2013 (11 days) · Other
Signals
- Leslie Seawell Garske left Ae Wealth Management, Llc for Traction Financial Partners (registered 2025-06-10)Jun 6, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address