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CRD 148651
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JONATHAN LAWRENCE BOOZE | Certified Financial Planner | OVERLAND PARK, KS | 17 | 30 | 2 | no |
| RONALD NELSON SANDERS | n/a | OVERLAND PARK, KS | 17 | 30 | 3 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BOOZE, JONATHAN, LAWRENCE | Trustee | E | yes | 01/2018 | Jan 19, 2012 | Jan 18, 2024 |
| BOOZE, JONATHAN, LAWRENCE | VICE-PRESIDENT | Na | yes | 11/2008 | Jan 19, 2012 | Jan 18, 2024 |
| JONATHAN L BOOZE REVOCABLE LIVING TRUST | Shareholder | D | yes | 01/2018 | Jan 31, 2018 | Jan 18, 2024 |
| RONALD N. SANDERS REVOCABLE LIVING TRUST | Shareholder | D | yes | 03/2021 | Mar 19, 2021 | Jan 18, 2024 |
| SANDERS, BOOZE & COMPANY, INC. | Member | E | yes | 09/2008 | Jan 19, 2012 | Jan 18, 2024 |
| SANDERS, RONALD, NELSON | CEO/CCO | Na | yes | 11/2008 | Jan 19, 2012 | Jan 18, 2024 |
| SANDERS, RONALD, NELSON | Trustee | E | yes | 03/2021 | Jan 19, 2012 | Jan 18, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ONE ADVISORY PARTNERS, LLC | n/a | Independent wealth | $370M | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 24, 2026 | $0 | $0 | 2 | 2 | 0 | n/a | n/a |
| 2024 | Jan 10, 2025 | $0 | $0 | 2 | 2 | 0 | n/a | n/a |
| 2023 | Jan 18, 2024 | n/a | n/a | 2 | 2 | 0 | n/a | n/a |
| 2022 | Jan 30, 2023 | n/a | n/a | 2 | 2 | 0 | n/a | n/a |
| 2021 | Jan 10, 2022 | n/a | n/a | 2 | 2 | 0 | n/a | n/a |
| 2020 | Mar 19, 2021 | n/a | n/a | 2 | 2 | 0 | n/a | n/a |
| 2019 | Mar 16, 2020 | n/a | n/a | 2 | 2 | 0 | n/a | n/a |
| 2018 | Feb 5, 2019 | n/a | n/a | 2 | 2 | 0 | n/a | n/a |
| 2017 | Jan 31, 2018 | n/a | n/a | 2 | 2 | 0 | n/a | n/a |
| 2016 | Mar 1, 2017 | n/a | n/a | 2 | 2 | n/a | n/a | n/a |
| 2015 | Feb 29, 2016 | n/a | n/a | 2 | 2 | n/a | n/a | n/a |
| 2014 | Mar 12, 2015 | n/a | n/a | 2 | 2 | n/a | n/a | n/a |
| 2013 | Mar 10, 2014 | n/a | n/a | 2 | 2 | n/a | n/a | n/a |
| 2012 | Jan 23, 2013 | n/a | n/a | 3 | 2 | n/a | n/a | n/a |
| 2011 | Jan 19, 2012 | $91.1M | $91.1M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $0 | $0 | n/a | n/a | n/a | 2 | 2 | 0 | 0 |