DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S•••••• B•••• C•••••• A•••••••• L••

No RAUM reportedOverland Park, KansasCRD 148651SEC 801-69729IAPD
Latest filing Feb 24, 2026
First filing on the tape Jan 19, 2012 · 28 filings
SEC status approved since Nov 26, 2008
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$0 as of Feb 24, 2026
Jan 19, 2012$91.1M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Feb 24, 2026
Jan 23, 20132 then
Employees (5.A)2 as of Feb 24, 2026
Jan 23, 20133 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Feb 24, 2026; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed fees, otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J••••••• L••••••• B••••Certified Financial PlannerOverland Park, KsDec 10, 200830 y2
R••••• N••••• S••••••Overland Park, KsDec 11, 200830 y3
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • B••••• J•••••••• L••••••• · Vice-Presidentcontrol
      since 11/2008 · owns less than 5%
    • S••••••• R•••••• N••••• · Ceo/Ccocontrol
      since 11/2008 · owns less than 5%
    • B••••• J•••••••• L••••••• · Trusteecontrol
      since 01/2018 · owns 75% or more of J••••••• L• B•••• R•••••••• L••••• T••••
    • S••••••• R•••••• N••••• · Trusteecontrol
      since 03/2021 · owns 75% or more of R••••• N• S•••••• R•••••••• L••••• T••••
    Entity owners
    • S••••••• B•••• • C••••••• I••• · Member
      direct · owns 75% or more
    • J••••••• L• B•••• R•••••••• L••••• T•••• · Shareholder
      indirect · owns 50% to 75% of S••••••• B•••• • C••••••• I•••
    • R••••• N• S•••••• R•••••••• L••••• T•••• · Shareholder
      indirect · owns 50% to 75% of S••••••• B•••• • C••••••• I•••
    Related persons
    Schedule D 7.A
    Advisers that list S•••••• B•••• C•••••• A•••••••• L•• as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Overland Park, Ks · principal200
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Non-discretionary RAUM · unset to 0.0
      Jan 18, 2024 to Jan 10, 2025
    • Accounts · unset to 0.0
      Jan 18, 2024 to Jan 10, 2025
    • Financial planning clients · 0 to 0
      Jan 18, 2024 to Jan 10, 2025
    • Discretionary RAUM · unset to 0.0
      Jan 18, 2024 to Jan 10, 2025
    • RAUM · unset to 0.0
      Jan 18, 2024 to Jan 10, 2025
    • Other offices · unset to 0.0
      Mar 1, 2017 to Oct 13, 2017
    • Financial planning clients · 11-25 to 0
      Mar 12, 2015 to Mar 12, 2015
    • Employees · 3 to 2
      Jun 26, 2013 to Mar 10, 2014
    • Advisory activities · 5 to 1
      Mar 14, 2013 to Jun 26, 2013
    • HQ city · LEAWOOD to OVERLAND PARK
      Jan 23, 2013 to Mar 14, 2013
    • Accounts · 218.0 to unset
      Apr 10, 2012 to Jan 23, 2013
    • Advisory employees · unset to 2.0
      Apr 10, 2012 to Jan 23, 2013
    • Employees · unset to 3.0
      Apr 10, 2012 to Jan 23, 2013
    • State-registered IARs · unset to 2.0
      Apr 10, 2012 to Jan 23, 2013
    • Discretionary RAUM · 91118000.0 to unset
      Apr 10, 2012 to Jan 23, 2013
    • Non-discretionary RAUM · 0.0 to unset
      Apr 10, 2012 to Jan 23, 2013
    • RAUM · 91118000.0 to unset
      Apr 10, 2012 to Jan 23, 2013
    • Related adviser · false to true
      Jan 19, 2012 to Feb 22, 2012
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Principal office phone
    913-663-2376reportedpublic record, Form ADV, Feb 24, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    No RAUM reportedderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026