DFX Intelligence

P•••••• T• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

P•••••• T• M••••

Advisor at S••••• F••••• O••••• L••

NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:8cd55f1f-6ae2-2fa7-a290-89d61540c540

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F••••• O••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F••••• O••••• L••	Independent wealth	Apr 3, 2020	n/a	yes	NEW ORLEANS, LA	Current employment
L•••••••• T••••••• A•••• M••••••••• I••	Other adviser	Jan 9, 2012	Mar 16, 2020	no	NEW YORK, NY\|NEW ORLEANS, LA\|New York, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••••• T••••••• A•••• M••••••••• I••	S••••• F••••• O••••• L••	Mar 16, 2020	Apr 3, 2020	18	Firm change	RIA to RIA

Relationships

Registered with (2)

→ S••••• F••••• O••••• L••Registered adviserregistration: current employment
Apr 3, 2020 to presentfactForm ADV
→ L•••••••• T••••••• A•••• M••••••••• I••Registered adviserregistration: previous registration
Jan 9, 2012 to Mar 16, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8cd55f1f-6ae2-2fa7-a290-89d61540c540
First observed: Jan 9, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.