DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

A••• M••••••••• L••

Former SEC-registered adviserBethesda, MarylandCRD 161600SEC 801-74343IAPD
Latest filing Nov 29, 2021
First filing on the tape Feb 16, 2012 · 16 filings
RAUM
$82B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
50
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$82B as of Mar 26, 2021
Mar 26, 2013$100B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2021
Mar 26, 20130 then
Employees (5.A)50 as of Mar 26, 2021
Mar 26, 201330 then
Private funds: no history
RAUM -28% over the last fiscal year+5.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Nov 29, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$82BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-28%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$82B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••• B••••••• E• · Senior Vice Presidentcontrol
        since 02/2016 · owns less than 5%
      • F•••••••• P•••• · Executive Vice President And Treasurercontrol
        since 07/2016 · owns less than 5%
      • K•••• G••• · Presidentcontrol
        since 04/2011 · owns less than 5%
      • K••••• C••••••••• J•• · Executive Vice Presidentcontrol
        since 04/2011 · owns less than 5%
      • P••• A••••• J••••• · Senior Vice President And Chief Financial Officercontrol
        since 02/2016 · owns less than 5%
      • P••••••• K••••••• L•• · Chief Compliance Officer, Senior Vice President And Secretarycontrol
        since 07/2016 · owns less than 5%
      Entity owners
      • A••• M••••••• M••••••••• L•• · Common Stock Shareholder
        direct · owns 75% or more
      • A••• I••••••••• C•••• · Member
        indirect · owns 75% or more of A••• M••••••• M••••••••• L•• · public reporting company
      Related persons
      Schedule D 7.A
      • B••••••• S••••••••• L••
        broker-dealern
      • C• C••••••••• F••••••• L••
        broker-dealern
      Advisers that list A••• M••••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Boca Raton, FL2 employees
      What changed
      consecutive filings, newest first
      • Employees · 51 to 50
        Mar 27, 2020 to Mar 26, 2021
      • Discretionary RAUM · $113B to $82B
        Mar 27, 2020 to Mar 26, 2021
      • Pooled vehicle RAUM · $113B to $82B
        Mar 27, 2020 to Mar 26, 2021
      • RAUM · $113B to $82B
        Mar 27, 2020 to Mar 26, 2021
      • Employees · 52 to 51
        Mar 29, 2019 to Mar 27, 2020
      • Other offices · 0 to 1
        Mar 29, 2019 to Mar 27, 2020
      • Discretionary RAUM · $109B to $113B
        Mar 29, 2019 to Mar 27, 2020
      • Pooled vehicle RAUM · $109B to $113B
        Mar 29, 2019 to Mar 27, 2020
      • RAUM · $109B to $113B
        Mar 29, 2019 to Mar 27, 2020
      • Advisory employees · 10 to 11
        Mar 29, 2018 to Mar 29, 2019
      • Employees · 54 to 52
        Mar 29, 2018 to Mar 29, 2019
      • Discretionary RAUM · $70B to $109B
        Mar 29, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $70B to $109B
        Mar 29, 2018 to Mar 29, 2019
      • RAUM · $70B to $109B
        Mar 29, 2018 to Mar 29, 2019
      • Related adviser · true to false
        Mar 29, 2018 to Mar 29, 2019
      • BD registered reps · 2 to 6
        Mar 31, 2017 to Mar 29, 2018
      • Pooled vehicle clients · unset to 1.0
        Mar 31, 2017 to Mar 29, 2018
      • Other offices · unset to 0.0
        Mar 31, 2017 to Mar 29, 2018
      • Discretionary RAUM · $57B to $70B
        Mar 31, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 70376000000.0
        Mar 31, 2017 to Mar 29, 2018
      • RAUM · $57B to $70B
        Mar 31, 2017 to Mar 29, 2018
      • BD registered reps · 0 to 2
        Oct 4, 2016 to Mar 31, 2017
      • Business name · A••••••• C•••••• A••• M••••••••• L•• to A••• M••••••••• L••
        Oct 4, 2016 to Mar 31, 2017
      • Employees · 31 to 54
        Oct 4, 2016 to Mar 31, 2017
      • Legal name · A••••••• C•••••• A••• M••••••••• L•• to A••• M••••••••• L••
        Oct 4, 2016 to Mar 31, 2017
      • Discretionary RAUM · $57B to $57B
        Oct 4, 2016 to Mar 31, 2017
      • RAUM · $57B to $57B
        Oct 4, 2016 to Mar 31, 2017
      • Related broker-dealer · false to true
        Mar 30, 2016 to Jul 7, 2016
      • Employees · 28 to 31
        Mar 31, 2015 to Mar 30, 2016
      • Discretionary RAUM · $68B to $57B
        Mar 31, 2015 to Mar 30, 2016
      • RAUM · $68B to $57B
        Mar 31, 2015 to Mar 30, 2016
      • Employees · 33 to 28
        Sep 30, 2014 to Mar 31, 2015
      • Discretionary RAUM · $76B to $68B
        Sep 30, 2014 to Mar 31, 2015
      • RAUM · $76B to $68B
        Sep 30, 2014 to Mar 31, 2015
      • Employees · 30 to 33
        Mar 26, 2013 to Mar 31, 2014
      • Discretionary RAUM · $100B to $76B
        Mar 26, 2013 to Mar 31, 2014
      • RAUM · $100B to $76B
        Mar 26, 2013 to Mar 31, 2014
      • Related bank · false to true
        Mar 26, 2013 to Mar 31, 2014
      • Advisory employees · unset to 10.0
        Apr 25, 2012 to Mar 26, 2013
      • BD registered reps · unset to 0.0
        Apr 25, 2012 to Mar 26, 2013
      Signals
      4 dated events
      • A••• M••••••••• L•• reported RAUM $81.8B, down 28% from $113.1B (2020-03-27 to 2021-03-26)
        Mar 26, 2021 · RAUM change · derived
      • A••• M••••••••• L•• reported RAUM $109.2B, up 55% from $70.4B (2018-03-29 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      • E. B•••••• B••• (Senior Vice President) appeared on Schedule A of A••• M••••••••• L••
        Mar 29, 2019 · Control person joined · fact
      • Jason Campbell (Senior Vice President) no longer on Schedule A of A••• M••••••••• L•• (listed 2018-03-29, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026