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RIA / WealthAdvisorCertified Financial Planner28 years in industry

JOHN CLINTON VU

Advisor at CETERA PLANNING PARTNERS

LEAWOOD, KS | CHESTERFIELD, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8d28ce1e-ccf7-f87c-6629-ecba6635eb25

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA PLANNING PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Feb 2, 1998
First registration: Apr 23, 2004
Dual registered: no
Other names: JOHN CLINTON VU|ANH VU
IAPD individual key: 2899979

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA PLANNING PARTNERS	Independent wealth	Mar 7, 2022	n/a	yes	CHESTERFIELD, MO\|LEAWOOD, KS	Current employment
EDELMAN FINANCIAL ENGINES	Independent wealth	Nov 30, 2016	Mar 21, 2022	no	ST. LOUIS, MO\|CHESTERFIELD, MO\|SAINT LOUIS, MO	Previous registration
FINANCIAL ENGINES ADVISOR CENTER, LLC	Former SEC adviser	Jul 27, 2015	Nov 30, 2016	no	ST. LOUIS, MO\|OVERLAND PARK, KS	Previous registration
THE MUTUAL FUND STORE	Former SEC adviser	Apr 23, 2004	Sep 8, 2015	no	ST. LOUIS, MO\|OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDELMAN FINANCIAL ENGINES	CETERA PLANNING PARTNERS	Mar 21, 2022	Mar 7, 2022	-14	Firm change	RIA to RIA
FINANCIAL ENGINES ADVISOR CENTER, LLC	EDELMAN FINANCIAL ENGINES	Nov 30, 2016	Nov 30, 2016	0	Bulk transfer	Other
THE MUTUAL FUND STORE	FINANCIAL ENGINES ADVISOR CENTER, LLC	Sep 8, 2015	Jul 27, 2015	-43	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
120225:109238:KS:2015-09-08	Sep 8, 2015	Jul 27, 2015	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (4)

→ CETERA PLANNING PARTNERSRegistered adviserregistration: current employment
Mar 7, 2022 to presentfactForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Nov 30, 2016 to Mar 21, 2022factForm ADV
→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviserregistration: previous registration
Jul 27, 2015 to Nov 30, 2016factForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
Apr 23, 2004 to Sep 8, 2015factForm ADV

Dated events

Occurred
Mar 21, 2022
Advisor changed firm
John Clinton Vu left Edelman Financial Engines for Cetera Planning Partners (registered 2022-03-07)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d28ce1e-ccf7-f87c-6629-ecba6635eb25
First observed: Apr 23, 2004
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOHN CLINTON VU

Advisor at CETERA PLANNING PARTNERS

LEAWOOD, KS | CHESTERFIELD, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8d28ce1e-ccf7-f87c-6629-ecba6635eb25

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:42 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CETERA PLANNING PARTNERS

Independent wealth

Mar 7, 2022

n/a

yes

CHESTERFIELD, MO|LEAWOOD, KS

Current employment

EDELMAN FINANCIAL ENGINES

Independent wealth

Nov 30, 2016

Mar 21, 2022

ST. LOUIS, MO|CHESTERFIELD, MO|SAINT LOUIS, MO

Previous registration

FINANCIAL ENGINES ADVISOR CENTER, LLC

Former SEC adviser

Jul 27, 2015

Nov 30, 2016

ST. LOUIS, MO|OVERLAND PARK, KS

Previous registration

THE MUTUAL FUND STORE

Former SEC adviser

Apr 23, 2004

Sep 8, 2015

ST. LOUIS, MO|OVERLAND PARK, KS

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

EDELMAN FINANCIAL ENGINES

CETERA PLANNING PARTNERS

Mar 21, 2022

Mar 7, 2022

-14

Firm change

RIA to RIA

FINANCIAL ENGINES ADVISOR CENTER, LLC

EDELMAN FINANCIAL ENGINES

Nov 30, 2016

Bulk transfer

Other

THE MUTUAL FUND STORE

FINANCIAL ENGINES ADVISOR CENTER, LLC

Sep 8, 2015

Jul 27, 2015

-43

Channel change

Other

Team

Left

Joined

From

Kind

120225:109238:KS:2015-09-08

Sep 8, 2015

Jul 27, 2015

OVERLAND PARK, KS

Firm change after gap