This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

DIVERSIFIED, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 20, 1993earliest registration or exam on IAPD

Years in industry

33derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Designations

Chartered Financial Analyst

Exams

S66|S65|S63

First exam

Jul 20, 1993

First registration

Aug 19, 2005

Dual registered

no

Other names

JAMES POLLOCK|JIM POLLOCK|JAMES KERR POLLOCK|JAMES K. POLLOCK|JAMES KERR POLLOCK

IAPD individual key

2382028

• Occurred

  Feb 26, 2026
  Advisor changed firm

  James Kerr Pollock left Pollock Investment Advisors, Llc for Diversified, Llc (registered 2026-02-02)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8d2cade3-f5a8-43e3-c5e5-e7a0fc446164

First observed

Aug 19, 2005

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.