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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

ANDREW LAWRENCE ZINN

Advisor at MUTUAL ADVISORS, LLC

OMAHA, NE | Cambria, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MUTUAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 29, 1998
First registration: Sep 6, 2000
Dual registered: yes, broker-dealer
Other names: ANDREW L ZINN
IAPD individual key: 2976679

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MUTUAL ADVISORS, LLC	Bd affiliated wealth	Jul 2, 2013	n/a	yes	Cambria, CA\|OMAHA, NE\|Cambria, CA	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 13, 2008	Dec 7, 2009	no	ATASCADERO, CA\|SAN JOSE, CA\|PASO ROBLES, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 17, 2003	Feb 22, 2008	no	NEWPORT BEACH, CA\|NEWPORT BEACH, CA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Sep 6, 2000	Jan 24, 2003	no	LONG BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	MUTUAL ADVISORS, LLC	Dec 7, 2009	Jul 2, 2013	1,303	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	CITIGROUP GLOBAL MARKETS INC.	Feb 22, 2008	Feb 13, 2008	-9	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	UBS FINANCIAL SERVICES INC.	Jan 24, 2003	Jan 17, 2003	-7	Firm change	Other

Relationships

Registered with (4)

→ MUTUAL ADVISORS, LLCRegistered adviserregistration: current employment
Jul 2, 2013 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 13, 2008 to Dec 7, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 17, 2003 to Feb 22, 2008factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Sep 6, 2000 to Jan 24, 2003factForm ADV

Dated events

No dated event names this entity yet.