DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew Lawrence Zinn
Feed of 09/14/2026
Also filed as Andrew L Zinn
At current firm
13 y
since Jul 2, 2013
In the industry
28 y
since Jan 29, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mutual Advisors, LLC BD affiliated currentsince Jul 2, 2013 · Cambria, Ca
- Citigroup Global Markets Inc. BD affiliatedFeb 13, 2008 to Dec 7, 2009 · Atascadero, Ca
- UBS Financial Services Inc. wirehouseJan 17, 2003 to Feb 22, 2008 · Newport Beach, Ca
- Prudential Equity Group, LLC unclassifiedSep 6, 2000 to Jan 24, 2003 · Long Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Citigroup Global Markets Inc. to Mutual Advisors, LLCleft Dec 7, 2009, registered Jul 2, 2013 (1303 days) · Other
- UBS Financial Services Inc. to Citigroup Global Markets Inc.left Feb 22, 2008, registered Feb 13, 2008 (-9 days) · Other
- Prudential Equity Group, LLC to UBS Financial Services Inc.left Jan 24, 2003, registered Jan 17, 2003 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address