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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

JAIME ALBERTO CHAVEZ LLERENAS

Advisor at LPL ENTERPRISE, LLC

San Antonio, TX | PLANO, TX

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Search this name across graphsid dfx:ria:8d3f68b6-739e-5faa-b8e9-8b247ceca18f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Feb 10, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 25, 2004
First registration: Feb 10, 2012
Dual registered: yes, broker-dealer
Other names: JAIME ALBERTO CHAVEZ
IAPD individual key: 4851520

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Dec 2, 2025	n/a	yes	San Antonio, TX\|PLANO, TX	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 10, 2024	Dec 8, 2025	no	San Antonio, TX\|San Antonio, TX	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jan 9, 2020	Dec 10, 2024	no	Austin, TX\|HOUSTON, TX\|San Antonio, TX\|San Antonio, TX\|Minneapolis, MN\|San Antonio, TX\|SAN ANTONIO, TX\|NEWARK, NJ	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Oct 12, 2017	Jan 6, 2020	no	San Antonio, TX	Previous registration
INTERCONTINENTAL WEALTH ADVISORS, LLC	Former SEC adviser	May 27, 2015	Aug 18, 2017	no	SAN ANTONIO, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 17, 2013	May 4, 2015	no	SAN ANTONIO, TX\|MINNEAPOLIS, MN\|Minneapolis, MN	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jun 29, 2012	Nov 27, 2012	no	LAKE OSWEGO, OR	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Feb 10, 2012	Jun 22, 2012	no	PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	LPL ENTERPRISE, LLC	Dec 8, 2025	Dec 2, 2025	-6	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Dec 10, 2024	Dec 10, 2024	0	Firm change	Other
MML INVESTORS SERVICES, LLC	PRUCO SECURITIES, LLC	Jan 6, 2020	Jan 9, 2020	3	Firm change	Ibd to ibd
INTERCONTINENTAL WEALTH ADVISORS, LLC	MML INVESTORS SERVICES, LLC	Aug 18, 2017	Oct 12, 2017	55	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	INTERCONTINENTAL WEALTH ADVISORS, LLC	May 4, 2015	May 27, 2015	23	Firm change	Other
PRINCIPAL SECURITIES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 27, 2012	Jan 17, 2013	51	Firm change	Other
EQUITABLE ADVISORS, LLC	PRINCIPAL SECURITIES, INC.	Jun 22, 2012	Jun 29, 2012	7	Firm change	Other

Relationships

Registered with (7)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Dec 2, 2025 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 10, 2024 to Dec 8, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 9, 2020 to Dec 10, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Oct 12, 2017 to Jan 6, 2020factForm ADV
→ INTERCONTINENTAL WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
May 27, 2015 to Aug 18, 2017factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jun 29, 2012 to Nov 27, 2012factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 10, 2012 to Jun 22, 2012factForm ADV

Dated events

Occurred
Dec 8, 2025
Advisor changed firm
Jaime Alberto Chavez Llerenas left Ameriprise Financial Services, Llc for Lpl Enterprise, Llc (registered 2025-12-02)
Form ADVobserved 5 days ago
Occurred
Dec 10, 2024
Advisor changed firm
Jaime Alberto Chavez Llerenas left Pruco Securities, Llc for Ameriprise Financial Services, Llc (registered 2024-12-10)
Form ADVobserved 5 days ago