DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jaime Alberto Chavez Llerenas

LPL Enterprise, LLCBD affiliatedSan Antonio, Tx dual registrantIAPD 4851520

Feed of 09/15/2026

Also filed as Jaime Alberto Chavez

At current firm

0 y

since Dec 2, 2025

In the industry

21 y

since Oct 25, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Enterprise, LLC BD affiliated current
since Dec 2, 2025 · San Antonio, Tx
Ameriprise Financial Services, LLC national BD
Dec 10, 2024 to Dec 8, 2025 · San Antonio, Tx
Pruco Securities, LLC no RAUM
Jan 9, 2020 to Dec 10, 2024 · Austin, Tx
MML Investors Services, LLC BD affiliated
Oct 12, 2017 to Jan 6, 2020 · San Antonio, Tx
Intercontinental Wealth Advisors, LLC former
May 27, 2015 to Aug 18, 2017 · San Antonio, Tx
Ameriprise Financial Services, LLC national BD
Jan 17, 2013 to May 4, 2015 · San Antonio, Tx
Principal Securities, Inc. BD affiliated
Jun 29, 2012 to Nov 27, 2012 · Lake Oswego, Or
Equitable Advisors, LLC national BD
Feb 10, 2012 to Jun 22, 2012 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

Ameriprise Financial Services, LLC to LPL Enterprise, LLC
left Dec 8, 2025, registered Dec 2, 2025 (-6 days) · Affiliated broker-dealer or bank to another
Pruco Securities, LLC to Ameriprise Financial Services, LLC
left Dec 10, 2024, registered Dec 10, 2024 (0 days) · Other
MML Investors Services, LLC to Pruco Securities, LLC
left Jan 6, 2020, registered Jan 9, 2020 (3 days) · Affiliated broker-dealer or bank to another
Intercontinental Wealth Advisors, LLC to MML Investors Services, LLC
left Aug 18, 2017, registered Oct 12, 2017 (55 days) · Other
Ameriprise Financial Services, LLC to Intercontinental Wealth Advisors, LLC
left May 4, 2015, registered May 27, 2015 (23 days) · Other
Principal Securities, Inc. to Ameriprise Financial Services, LLC
left Nov 27, 2012, registered Jan 17, 2013 (51 days) · Other
Equitable Advisors, LLC to Principal Securities, Inc.
left Jun 22, 2012, registered Jun 29, 2012 (7 days) · Other

Signals

Jaime Alberto Chavez Llerenas left Ameriprise Financial Services, Llc for Lpl Enterprise, Llc (registered 2025-12-02)
Dec 8, 2025 · Advisor changed firm · fact
Jaime Alberto Chavez Llerenas left Pruco Securities, Llc for Ameriprise Financial Services, Llc (registered 2024-12-10)
Dec 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address