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Advisor at LIDO
Los Angeles, CA | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Lido | Independent wealth | Jan 18, 2025 | n/a | yes | Los Angeles, CA|LOS ANGELES, CA | Current employment |
| AVITAS WEALTH MANAGEMENT, LLC | Former SEC adviser | Dec 15, 2017 | Jan 23, 2025 | no | LOS ANGELES, CA | Previous registration |
| PKS ADVISORY SERVICES, LLC | Independent wealth | Nov 30, 2017 | Dec 31, 2017 | no | LOS ANGELES, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 20, 2009 | Dec 11, 2017 | no | Los Angeles, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 28, 1992 | Feb 23, 2009 | no | LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVITAS WEALTH MANAGEMENT, LLC | Lido | Jan 23, 2025 | Jan 18, 2025 | -5 | Firm change | RIA to RIA |
| PKS ADVISORY SERVICES, LLC | AVITAS WEALTH MANAGEMENT, LLC | Dec 31, 2017 | Dec 15, 2017 | -16 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | PKS ADVISORY SERVICES, LLC | Dec 11, 2017 | Nov 30, 2017 | -11 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Feb 23, 2009 | Feb 20, 2009 | -3 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 291155:269866:CA:2025-01-23 | Jan 23, 2025 | Jan 18, 2025 | LOS ANGELES, CA | Firm change |
| 125648:291155:CA:2017-12-31 | Dec 31, 2017 | Dec 15, 2017 | LOS ANGELES, CA | Firm change |
| 8174:125648:CA:2017-12-11 | Dec 11, 2017 | Nov 30, 2017 | LOS ANGELES, CA | Firm change |