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Advisor at STRATOS WEALTH ADVISORS LLC
Dublin, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH ADVISORS LLC | Independent wealth | Nov 1, 2018 | n/a | yes | Dublin, OH | Current employment |
| EDELMAN FINANCIAL ENGINES | Independent wealth | Nov 30, 2016 | Dec 13, 2018 | no | DUBLIN, OH | Previous registration |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | Former SEC adviser | Sep 28, 2012 | Nov 30, 2016 | no | OVERLAND PARK, KS|DUBLIN, OH | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | May 15, 2007 | Sep 28, 2012 | no | DUBLIN, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | STRATOS WEALTH ADVISORS LLC | Dec 13, 2018 | Nov 1, 2018 | -42 | Firm change after gap | RIA to RIA |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | EDELMAN FINANCIAL ENGINES | Nov 30, 2016 | Nov 30, 2016 | 0 | Bulk transfer | Other |
| THE MUTUAL FUND STORE | FINANCIAL ENGINES ADVISOR CENTER, LLC | Sep 28, 2012 | Sep 28, 2012 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104510:283816:OH:2018-12-13 | Dec 13, 2018 | Nov 1, 2018 | DUBLIN, OH | Firm change after gap |