DFX Intelligence

J•••••• R•••••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

J•••••• R•••••• W••••••••

Advisor at P•••••• A•••••••• L••

ESCONDIDO, CA | FALLBROOK, CA

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Search this name across graphsid dfx:ria:8d683a6f-0420-22ad-46c6-13f285e63512

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 30, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 6, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••••• L••	State registered	Jan 6, 2026	n/a	yes	FALLBROOK, CA\|ESCONDIDO, CA	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Jul 12, 2012	Feb 3, 2020	no	ESCONDIDO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• G••••• L••	P•••••• A•••••••• L••	Feb 3, 2020	Jan 6, 2026	2,164	Firm change after gap	RIA to state RIA
C•••••• A•••••••	I••••••••• F•••••••• G••••• L••	Jul 10, 2012	Jul 12, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
7717:306117:CA:2020-02-03	Feb 3, 2020	Jan 6, 2026	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (6)

→ P•••••• A•••••••• L••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Jul 12, 2012 to Feb 3, 2020factForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Jun 4, 2012 to Jul 10, 2012factForm ADV
→ L•••••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d683a6f-0420-22ad-46c6-13f285e63512
First observed: Oct 30, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.