DFX Intelligence

T•••• B••••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

T•••• B••••••• P••••••

Advisor at F•••• C••••••• A•••• M••••••••• I••

RALEIGH, NC | Greenville, SC

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Search this name across graphsid dfx:ria:8da0d1a9-31ed-9eb1-6548-6a78da84b276

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 26, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C••••••• A•••• M••••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C••••••• A•••• M••••••••• I••	Bd affiliated wealth	Aug 17, 2026	n/a	yes	Greenville, SC	Current employment
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	Feb 7, 2023	n/a	yes	Greenville, SC\|RALEIGH, NC	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• I••••••••• A•••••••• L••	F•••• C••••••• I••••••• S•••••••• I•••	Dec 20, 2022	Feb 7, 2023	49	Firm change	Other
B••• I••••••••• I••••••••• A•••••••• I•••	A••••••• I••••••••• A•••••••• L••	Dec 31, 2020	Jun 24, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
106156:120632:SC:2020-12-31	Dec 31, 2020	Jun 24, 2021	GREENVILLE, SC	Firm change

Relationships

Registered with (5)

→ F•••• C••••••• A•••• M••••••••• I••Registered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: current employment
Feb 7, 2023 to presentfactForm ADV
→ A••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 24, 2021 to Dec 20, 2022factForm ADV
→ B••• I••••••••• I••••••••• A•••••••• I•••

Dated events

Occurred
Dec 20, 2022
Advisor changed firm
T•••• B••••••• P•••••• left A••••••• I••••••••• A•••••••• L•• for F•••• C••••••• I••••••• S•••••••• I••• (registered 2023-02-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8da0d1a9-31ed-9eb1-6548-6a78da84b276
First observed: Apr 26, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.