DFX Intelligence

M••• A•••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

M••• A•••• O••••••

Advisor at B••••• T••••

MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:8dacc2ba-fac4-53c3-93b5-ae080cc51cb5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 15, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• T••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• T••••	Independent wealth	Dec 16, 2025	n/a	yes	MORRISTOWN, NJ	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 5, 2025	Nov 28, 2025	no	PENNINGTON, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	B••••• T••••	Nov 28, 2025	Dec 16, 2025	18	Firm change	Ibd to RIA
A•••••• A••••••• S•••••••	C••••• I••••••••• A••••••• L••	Sep 5, 2025	Sep 5, 2025

Relationships

Registered with (5)

→ B••••• T••••Registered adviserregistration: current employment
Dec 16, 2025 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 5, 2025 to Nov 28, 2025factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jul 18, 2023 to Sep 5, 2025factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Occurred
Nov 28, 2025
Advisor changed firm
M••• A•••• O•••••• left C••••• I••••••••• A••••••• L•• for B••••• T•••• (registered 2025-12-16)
Form ADVobserved 7 days ago
Occurred
Feb 8, 2023
Advisor changed firm
M••• A•••• O•••••• left M•• I•••••••• S•••••••• L•• for A•••••• A••••••• S••••••• (registered 2023-07-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8dacc2ba-fac4-53c3-93b5-ae080cc51cb5
First observed: Aug 15, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.