DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• A•••• O••••••

B••••• T••••independent RIAMorristown, NjIA-onlyIAPD 6390556

Certified Financial Planner

Feed of 09/14/2026

Also filed as M••• A O••••••

At current firm

0 y

since Dec 16, 2025

In the industry

12 y

since Jan 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••• T•••• independent RIA current
since Dec 16, 2025 · Morristown, Nj
C••••• I••••••••• A••••••• L•• BD affiliated
Sep 5, 2025 to Nov 28, 2025 · Pennington, Nj
A•••••• A••••••• S••••••• former
Jul 18, 2023 to Sep 5, 2025 · Dallas, Tx
M•• I•••••••• S•••••••• L•• BD affiliated
Oct 1, 2018 to Feb 8, 2023 · Warren, Nj
A••••••••• F•••••••• S•••••••• L•• national BD
Aug 15, 2017 to Feb 7, 2018 · Westfield, Nj

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to B••••• T••••
left Nov 28, 2025, registered Dec 16, 2025 (18 days) · Affiliated broker-dealer or bank to independent RIA
A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
M•• I•••••••• S•••••••• L•• to A•••••• A••••••• S•••••••
left Feb 8, 2023, registered Jul 18, 2023 (160 days) · Affiliated broker-dealer or bank to another
A••••••••• F•••••••• S•••••••• L•• to M•• I•••••••• S•••••••• L••
left Feb 7, 2018, registered Oct 1, 2018 (236 days) · Affiliated broker-dealer or bank to another

Signals

M••• A•••• O•••••• left C••••• I••••••••• A••••••• L•• for B••••• T•••• (registered 2025-12-16)
Nov 28, 2025 · Advisor changed firm · fact
M••• A•••• O•••••• left M•• I•••••••• S•••••••• L•• for A•••••• A••••••• S••••••• (registered 2023-07-18)
Feb 8, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address