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P••• D••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

P••• D••••• G•••••

Advisor at I• F•••••••• A••••••• S••••••• L••

Homer Glen, IL | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:8db56ca3-af60-f599-ebd9-0d2d571389d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I• F•••••••• A••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 6, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I• F•••••••• A••••••• S••••••• L••	Independent wealth	Jul 23, 2021	n/a	yes	CHARLOTTE, NC\|Homer Glen, IL	Current employment
A••••••• R••••••• I••	Mixed wealth	May 20, 2016	Dec 11, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• R••••••• I••	I• F•••••••• A••••••• S••••••• L••	Dec 11, 2019	Jul 23, 2021	590	Firm change after gap	RIA to ibd
C•••••• E•••••••• M•••• P••••••••• L••	A••••••• R••••••• I••	May 11, 2015

Relationships

Registered with (6)

→ I• F•••••••• A••••••• S••••••• L••Registered adviserregistration: current employment
Jul 23, 2021 to presentfactForm ADV
→ A••••••• R••••••• I••Registered adviserregistration: previous registration
May 20, 2016 to Dec 11, 2019factForm ADV
→ C•••••• E•••••••• M•••• P••••••••• L••Registered adviserregistration: previous registration
Mar 31, 2015 to May 11, 2015factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8db56ca3-af60-f599-ebd9-0d2d571389d2
First observed: Aug 17, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.