DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••••• F•••••••• A•••••••• L••
COLUMBUS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••• F•••••••• A•••••••• L•• | Independent wealth | Apr 28, 2023 | n/a | yes | COLUMBUS, OH | Current employment |
| M•••••• W••••• P•••••••• L•• | n/a | Jun 10, 2019 | Dec 5, 2023 | no | DUBLIN, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• W••••• P•••••••• L•• | F•••••• F•••••••• A•••••••• L•• | Dec 5, 2023 | Apr 28, 2023 | -221 | Firm change after gap | Other |
| J• W• C••• A•••••••• I••• | M•••••• W••••• P•••••••• L•• | Jul 3, 2019 | Jun 10, 2019 |
| J• W• C••• A•••••••• I••• | Bd affiliated wealth | Apr 17, 2019 | Jul 3, 2019 | no | DUBLIN, OH|TAMPA, FL | Previous registration |
| G••••• F•••••••• P•••••• C••••••• I••• | Former SEC adviser | Jan 31, 2018 | Apr 23, 2019 | no | DUBLIN, OH|SARASOTA, FL | Previous registration |
| N••••••••• I••••••••• A•••••••• L•• | Bd affiliated wealth | Nov 3, 2017 | Jan 31, 2018 | no | COLUMBUS, OH | Previous registration |
| -23 |
| Firm change |
| Other |
| G••••• F•••••••• P•••••• C••••••• I••• | J• W• C••• A•••••••• I••• | Apr 23, 2019 | Apr 17, 2019 | -6 | Bulk transfer | Ibd to ibd |
| N••••••••• I••••••••• A•••••••• L•• | G••••• F•••••••• P•••••• C••••••• I••• | Jan 31, 2018 | Jan 31, 2018 | 0 | Firm change | Other |