DFX Intelligence

J•••••• R••••••••• P••••••• A•• I••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

J•••••• R••••••••• P••••••• A•• I••••••••• M••••••••• L••

CRD 315237

AMMON, ID

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8deb1c45-f90a-6fc9-b5d8-ed7e5596b75f

Data as of Jun 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 14, 2021 to Jun 5, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $187M••• Locked
Discretionary RAUM: $187M
Private client RAUM: $187Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $37.5Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••••• L•••• L•••••	n/a	AMMON, ID	5	25	4	no
J••••• C•• A•••••••	n/a	AMMON, ID	5	14

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••••• J•••••••• L••••	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	04/2021	Jul 14, 2021	Apr 18, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J•••••• F•••••••• S•••••••• I•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$187M	$161M	16.3%	$109M	19.8%	8	7	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
T••••••••• C••••••• L••	2	Dec 17, 2021	Aug 13, 2021	LEHI, UT	Team lift out	RIA to RIA	2.8%

Relationships

Registered with (5)

← M•••••• R••••••••Advisorregistration: current employment
Aug 21, 2025 to presentfactForm ADV
← R••••• B•••• L•••••Advisorregistration: current employment
Jun 24, 2025 to presentfactForm ADV
← P••• B•• M•••••Advisorregistration: current employment
Apr 8, 2022 to presentfactForm ADV
← J••••••• L•••• L•••••

Dated events

Occurred
Jul 14, 2021
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8deb1c45-f90a-6fc9-b5d8-ed7e5596b75f
First observed: Jul 14, 2021
Last observed: Jun 5, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.