DFX Intelligence

M••••• S•••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

M••••• S•••• R••••••••

Advisor at A••••••• S••••••• N••••••

••• Locked

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Search this name across graphsid dfx:ria:8df15d46-7c3a-bef3-a245-62f88edc5464

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• S••••••• N••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 2, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• S••••••• N••••••	Independent wealth	Nov 1, 2019	n/a	yes	West Hartford, CT\|ATLANTA, GA\|Kinderhook, NY\|New York, NY	Current employment
B•••••••••	Independent wealth	Sep 16, 2016	Nov 4, 2019	no	New York, NY\|SAN FRANCISCO, CA\|ATLANTA, GA\|JUPITER, FL\|New York, NY\|ARLINGTON, VA\|BOCA RATON, FL\|STAMFORD, CT\|CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••••	A••••••• S••••••• N••••••	Nov 4, 2019	Nov 1, 2019	-3	Firm change	RIA to RIA
A•••• S••••••••• I•••	B•••••••••	Oct 27, 2015	Sep 16, 2016

Relationships

Registered with (3)

→ A••••••• S••••••• N••••••Registered adviserregistration: current employment
Nov 1, 2019 to presentfactForm ADV
→ B•••••••••Registered adviserregistration: previous registration
Sep 16, 2016 to Nov 4, 2019factForm ADV
→ A•••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2015 to Oct 27, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8df15d46-7c3a-bef3-a245-62f88edc5464
First observed: Jan 2, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.