DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at VERITY ASSET MANAGEMENT
DURHAM, NC | OAKDALE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VERITY ASSET MANAGEMENT | Independent wealth | Nov 17, 2017 | n/a | yes | DURHAM, NC|OAKDALE, CA | Current employment |
| ENCOMPASS MORE LLC | Former SEC adviser | Aug 10, 2018 | Nov 2, 2018 | no | ORANGEVALE, CA|OAKDALE, CA | Previous registration |
| ENCOMPASS MORE LLC | Former SEC adviser | Jul 13, 2017 | Nov 16, 2017 | no | Orangevale, CA|OAKDALE, CA | Previous registration |
| PLANMEMBER SECURITIES CORPORATION | Independent wealth | Dec 20, 2016 | May 8, 2017 | no | Carpinteria, CA|Campbell, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ENCOMPASS MORE LLC | n/a | Nov 2, 2018 | n/a | n/a | Departure no registered destination | Departure |
| ENCOMPASS MORE LLC | VERITY ASSET MANAGEMENT | Nov 16, 2017 | Nov 17, 2017 | 1 | Firm change | Other |
| PLANMEMBER SECURITIES CORPORATION | ENCOMPASS MORE LLC | May 8, 2017 | Jul 13, 2017 | 66 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288260:158667:CA:2017-11-16 | Nov 16, 2017 | Nov 17, 2017 | OAKDALE, CA | Firm change |