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Reading the graph
CRD 288260
OAKDALE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| KOMSKY, GREGORY | MEMBER, CHIEF DISTRIBUTION OFFICER | B | yes | 03/2017 | May 19, 2017 | Oct 5, 2018 |
| KRAUSE, DANIEL, LEON | MEMBER, CHIEF OPERATING OFFICER | B | yes | 03/2017 | May 19, 2017 | Oct 5, 2018 |
| MCKINLEY, BROCK, MICHAEL | MEMBER, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | B | yes | 03/2017 | May 19, 2017 | Oct 5, 2018 |
| NEVILLE, ERIC, JAMES | MANAGING MEMBER, CHIEF BUSINESS DEVELOPMENT OFFICER | C | yes | 03/2017 | May 19, 2017 | Oct 5, 2018 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ERIC NEVILLE | n/a | n/a | n/a | Y | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2017 | Apr 27, 2018 | $0 | $0 | 1 | 0 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2017 | $0 | n/a | n/a | n/a | n/a | 4 | n/a | 0 | n/a |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| VERITY ASSET MANAGEMENT | 2 | Nov 16, 2017 | Nov 17, 2017 | OAKDALE, CA | Team lift out | Other | 66.7% |