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A•••••• W••••• A•••••••, LLC, CRD 312463
BLUE BELL, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| M•••••• D••••• L•••••• | Chartered Financial Analyst | BLUE BELL, PA | 5 | 18 | 1 | no |
| S••••• A••• L•••••• | n/a | BLUE BELL, PA | 5 | 45 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A•••••• H•••••••• L•• | Owner | E | yes | 02/2025 | Jul 14, 2026 | Jul 14, 2026 |
| J•• P•••••• H••••••• L•• | Owner | C | yes | 02/2021 | Oct 19, 2021 | Nov 19, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 20, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 1 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.7B | $1.5B | 13.5% | $1.0B | 19.8% | 13 | 12 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | 6 | Mar 1, 2021 | Nov 11, 2022 | JENKINTOWN, PA | Team lift out | Wirehouse to new firm | 0.0% |
| no |
| A•••• S•••••• M•••• | n/a | BLUE BELL, PA | 5 | 15 | 1 | no |
| P•••••• J••••• S•••• | Certified Financial Planner | BLUE BELL, PA | 5 | 10 | 2 | no |
| P••••• R••••• M•••••••• | Certified Financial Planner | Blackwood, NJ | BLUE BELL, PA | 4 | 11 | 1 | no |
| M••••••• F••••• C•••••••• | n/a | BLUE BELL, PA | 3 | 12 | 3 | no |
| M••••• S••••••• L••••••••• | n/a | BLUE BELL, PA | 3 | 10 | 1 | no |
| A•••••• A•• M•••••• | Certified Financial Planner | BLUE BELL, PA | 3 | 11 | 1 | no |
| S••• M•••••• G•••• | n/a | BLUE BELL, PA | 2 | 10 | n/a | no |
| M•••• N••••• K•••• | Certified Financial Planner | BLUE BELL, PA | 1 | 12 | 1 | no |
| J•••• D••••• S•••• | n/a | BLUE BELL, PA | 0 | 11 | 1 | no |
| Owner |
| D |
| yes |
| 02/2021 |
| Oct 19, 2021 |
| Nov 19, 2024 |
| L••••••• M••••••• D••••• | Member | D | yes | 02/2021 | Feb 26, 2021 | Nov 19, 2024 |
| L••••••• S•••••• A• | Member | D | yes | 02/2021 | Feb 26, 2021 | Nov 19, 2024 |
| M••••• A••••• S•••••• | Member | E | yes | 02/2021 | Feb 26, 2021 | Nov 19, 2024 |
| D•••••• F•••••••• P•••••••• L•• | Owner | B | no | 01/2023 | Jul 14, 2026 | Jul 14, 2026 |
| L••••••• M••••••• D••••• | CEO, CHIEF COMPLIANCE OFFICER | Na | no | 02/2021 | Jul 14, 2026 | Jul 14, 2026 |
| L••••••• S•••••• A••• | Chairman | Na | no | 02/2021 | Jul 14, 2026 | Jul 14, 2026 |
| M••••• A••••• S•••••• | CHIEF STRATEGY OFFICER | Na | no | 02/2021 | Jul 14, 2026 | Jul 14, 2026 |
| $1.7B |
| $1.7B |
| 13 |
| 13 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 3, 2025 | $1.5B | $1.5B | 12 | 8 | 0 | n/a | n/a |
| 2023 | Feb 16, 2024 | $1.3B | $1.3B | 12 | 8 | 0 | n/a | n/a |
| 2022 | Mar 22, 2023 | $1.0B | $1.0B | 11 | 8 | 0 | n/a | n/a |
| 2021 | Mar 24, 2022 | $1.1B | $1.0B | 9 | 6 | 1 | n/a | n/a |