DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Amplius Wealth Advisors

Independent wealth managerBlue Bell, PennsylvaniaCRD 312463SEC 801-120341website IAPD

Legal name Amplius Wealth Advisors, LLC

Latest filing Jul 14, 2026

First filing on the tape Jan 15, 2021 · 22 filings

SEC status approved since Feb 16, 2021

RAUM

$1.7B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

99%

$1.7B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$158M

derived; firm RAUM over IAPD count

Employees

13 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

22 filings and snapshots on the tape

RAUM$1.7B as of Jul 14, 2026

Mar 24, 2022$1.1B then

HNW client RAUM$1.6B as of Jul 14, 2026

Mar 24, 2022$933M then

State-registered IARs (5.B.3)10 as of Jul 14, 2026

Mar 24, 20226 then

Employees (5.A)13 as of Jul 14, 2026

Mar 24, 20229 then

Private funds: no history

RAUM +13% over the last fiscal year+20% a year over threeIARs 10 to 10

Practice profile

derived from the filing of Jul 14, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $158MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 70derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.9MderivedHNW RAUM over HNW clients
Average account: $611,575derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.2derivedItem 5.A over advisors
Advisors per office: 11.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +13%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +3.2%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody: $779M, 325 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$1.6B91%
Individuals$147M8.5%
Pension and profit-sharing plans$12.7M0.7%
Corporations and businesses$282,8750.0%

Individual clients: 369reported
HNW clients: 406reported
Pension plan clients: 4reported
Charitable clients: n/areported
Accounts: 2,847reported
Financial planning clients: 1-10reported
Wrap fee programs: noreported
Custody of client assets: $779M for 325 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

11 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Aaron Shoshon Marks	Blue Bell, Pa	Feb 26, 2021	15 y	1
Patrick Joseph SwiftCertified Financial Planner	Blue Bell, Pa	Feb 26, 2021	10 y	2
Matthew Daniel LiebmanChartered Financial Analyst	Blue Bell, Pa	Feb 26, 2021	18 y	1
Samuel Alan Liebman	Blue Bell, Pa	Feb 26, 2021	45 y	2
Philip Robert MatalucciCertified Financial Planner	Blackwood, Nj	Apr 11, 2022	11 y	1
Michelle Franca Czarnecki	Blue Bell, Pa	Nov 11, 2022	12 y	3
Allyson Ann MangineCertified Financial Planner	Blue Bell, Pa	Nov 11, 2022	11 y	1
Monica Stefanie Lanzilotta	Blue Bell, Pa	Nov 11, 2022	10 y	1
Sean Michael Green	Blue Bell, Pa	Jul 22, 2024	10 y	0
Maria Nicole KellyCertified Financial Planner	Blue Bell, Pa	Jan 13, 2025	12 y	1
Jacob Daniel Siani	Blue Bell, Pa	Jul 20, 2026	11 y	1

Advisor movement

0 left, 1 joined in 12 months

net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

Jacob Daniel Siani from Equitable Advisors, LLC
Jul 20, 2026 · Affiliated broker-dealer or bank to independent RIA
Maria Nicole Kelly from Vanguard Advisers, Inc.
Jan 13, 2025 · Affiliated broker-dealer or bank to independent RIA
Monica Stefanie Lanzilotta from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Nov 11, 2022 · Wirehouse to independent RIA
Michelle Franca Czarnecki from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Nov 11, 2022 · Wirehouse to independent RIA
Allyson Ann Mangine from RBC Capital Markets, LLC
Nov 11, 2022 · Affiliated broker-dealer or bank to independent RIA
Philip Robert Matalucci from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Apr 11, 2022 · Wirehouse to independent RIA
Patrick Joseph Swift from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Feb 26, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Matthew Daniel Liebman from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Feb 26, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Samuel Alan Liebman from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Feb 26, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Aaron Shoshon Marks from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Feb 26, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

6 joined from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Mar 1, 2021 · Jenkintown, Pa

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Daniel Matthew Liebman · Membercontrol
since 02/2021 · owns 50% to 75% of Liebman Family LLC
A Samuel Liebman · Membercontrol
since 02/2021 · owns 50% to 75% of Liebman Family LLC
Shoshon Aaron Marks · Membercontrol
since 02/2021 · owns 75% or more of Jem Partner Holdings LLC
Daniel Matthew Liebman · Ceo, Chief Compliance Officer
since 02/2021 · owns less than 5%
Alan Samuel Liebman · Chairman
since 02/2021 · owns less than 5%
Shoshon Aaron Marks · Chief Strategy Officer
since 02/2021 · owns less than 5%

Entity owners

Amplius Holdings, LLC · Owner
direct · owns 75% or more
Jem Partner Holdings LLC · Owner
direct · owns 25% to 50%
Liebman Family LLC · Owner
direct · owns 50% to 75%
Dynasty Financial Partners, LLC · Owner
direct · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Blue Bell, Pa · principal	11	1	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 2,773 to 2,847
Jun 24, 2025 to Feb 20, 2026
Advisory employees · 8 to 13
Jun 24, 2025 to Feb 20, 2026
Advisory activities · 5 to 3
Jun 24, 2025 to Feb 20, 2026
Corporate clients · 4 to 2
Jun 24, 2025 to Feb 20, 2026
HNW clients · 388 to 406
Jun 24, 2025 to Feb 20, 2026
Individual clients · 363 to 369
Jun 24, 2025 to Feb 20, 2026
Pension plan clients · 3 to 4
Jun 24, 2025 to Feb 20, 2026
Assets in custody · $662M to $779M
Jun 24, 2025 to Feb 20, 2026
Employees · 12 to 13
Jun 24, 2025 to Feb 20, 2026
Discretionary RAUM · $1.5B to $1.7B
Jun 24, 2025 to Feb 20, 2026
HNW RAUM · $1.3B to $1.6B
Jun 24, 2025 to Feb 20, 2026
Individual RAUM · $194M to $147M
Jun 24, 2025 to Feb 20, 2026
Pension RAUM · $4.8M to $12.7M
Jun 24, 2025 to Feb 20, 2026
RAUM · $1.5B to $1.7B
Jun 24, 2025 to Feb 20, 2026
Financial planning clients · 1-10 to 1-10
Mar 3, 2025 to Jun 24, 2025
Accounts · 2,554 to 2,773
Nov 19, 2024 to Mar 3, 2025
Corporate clients · 1 to 4
Nov 19, 2024 to Mar 3, 2025
HNW clients · 367 to 388
Nov 19, 2024 to Mar 3, 2025
Individual clients · 346 to 363
Nov 19, 2024 to Mar 3, 2025
Pension plan clients · 5 to 3
Nov 19, 2024 to Mar 3, 2025
Assets in custody · $552M to $662M
Nov 19, 2024 to Mar 3, 2025
Discretionary RAUM · $1.3B to $1.5B
Nov 19, 2024 to Mar 3, 2025
HNW RAUM · $1.1B to $1.3B
Nov 19, 2024 to Mar 3, 2025
Individual RAUM · $151M to $194M
Nov 19, 2024 to Mar 3, 2025
Pension RAUM · $7.8M to $4.8M
Nov 19, 2024 to Mar 3, 2025
RAUM · $1.3B to $1.5B
Nov 19, 2024 to Mar 3, 2025
Related adviser · false to true
Nov 19, 2024 to Mar 3, 2025
Accounts · 2,234 to 2,554
Mar 22, 2023 to Feb 16, 2024
Corporate clients · 2 to 1
Mar 22, 2023 to Feb 16, 2024
HNW clients · 339 to 367
Mar 22, 2023 to Feb 16, 2024
Individual clients · 325 to 346
Mar 22, 2023 to Feb 16, 2024
Assets in custody · $167M to $552M
Mar 22, 2023 to Feb 16, 2024
Employees · 11 to 12
Mar 22, 2023 to Feb 16, 2024
Financial planning clients · More than 500 to 1-10
Mar 22, 2023 to Feb 16, 2024
Discretionary RAUM · $1.0B to $1.3B
Mar 22, 2023 to Feb 16, 2024
HNW RAUM · $885M to $1.1B
Mar 22, 2023 to Feb 16, 2024
Individual RAUM · $118M to $151M
Mar 22, 2023 to Feb 16, 2024
Non-discretionary RAUM · $8.3M to $0
Mar 22, 2023 to Feb 16, 2024
Pension RAUM · $6.3M to $7.8M
Mar 22, 2023 to Feb 16, 2024
RAUM · $1.0B to $1.3B
Mar 22, 2023 to Feb 16, 2024

Signals

7 dated events

Amplius Wealth Advisors reported RAUM $1.3B, up 25% from $1.0B (2023-03-22 to 2024-02-16)
Feb 16, 2024 · RAUM change · derived
William Alexander Hansen (Chief Compliance Officer) no longer on Schedule A of Amplius Wealth Advisors (listed 2021-01-21, absent 2021-02-26)
Feb 26, 2021 · Control person left · inference
Nmn Corey Kupfer (Sole Member) no longer on Schedule A of Amplius Wealth Advisors (listed 2021-01-21, absent 2021-02-26)
Feb 26, 2021 · Control person left · inference
A Samuel Liebman (Founding Partner, Chairman) appeared on Schedule A of Amplius Wealth Advisors
Feb 26, 2021 · Control person joined · fact
D Matthew Liebman (Founding Partner, Ceo, Chief Compliance Officer) appeared on Schedule A of Amplius Wealth Advisors
Feb 26, 2021 · Control person joined · fact
Shoshon Aaron Marks (Founding Partner) appeared on Schedule A of Amplius Wealth Advisors
Feb 26, 2021 · Control person joined · fact
Amplius Wealth Advisors filed its initial SEC registration (Form ADV)
Jan 15, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

Amplius Wealth Advisors · Private Equity
shared crd · intermediary

How to reach

public business contact points only, each with its source

Business email: awa@ampliuswealth.comreportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 215-310-7770reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile: linkedin.com/company/amplius-wealth-advisorsreportedpublic record, Form ADV, Sep 17, 2026
Website: ampliuswealth.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 215-310-7770reportedpublic record, Form ADV, Jul 14, 2026
Contact form: ampliuswealth.com/contactreportedpublished by the firm, firm site, Sep 17, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $158Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026