DFX Intelligence
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Reading the graph
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Advisor at C••••••• P•••••••
Menomonee Falls, WI | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• P••••••• | Independent wealth | Jul 16, 2026 | n/a | yes | Menomonee Falls, WI|OVERLAND PARK, KS | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Jul 31, 2025 | Jul 2, 2026 | no | WEST BEND, WI|WAUKESHA , WI|ST. LOUIS, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | C••••••• P••••••• | Jul 2, 2026 | Jul 16, 2026 | 14 | Firm change | Wirehouse to RIA |
| W•••• F•••• A••••••• | W•••• F•••• A••••••• | Jul 31, 2025 | Jul 31, 2025 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:WI:2025-07-31 | Jul 31, 2025 | Jul 31, 2025 | WAUKESHA, WI | Firm change |
| 6413:12984:WI:2016-12-31 | Dec 31, 2016 | Jan 3, 2017 | GREENFIELD, WI | Firm change |
| W•••• F•••• A••••••• | Wirehouse | Jun 3, 2025 | Jul 31, 2025 | no | WAUKESHA, WI | Previous registration |
| P•••••••• A•••••• S••••••• | Bd affiliated wealth | Oct 30, 2022 | Jun 2, 2025 | no | Wauwatosa, WI | Previous registration |
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Oct 10, 2017 | Oct 30, 2022 | no | WAUWATOSA, WI|Menomonee Falls, WI | Previous registration |
| I••••• F•••••••• C••••••••• | Former SEC adviser | Jan 3, 2017 | Aug 29, 2017 | no | Wauwatosa, WI|APPLETON, WI|WAUWATOSA, WI | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 27, 2013 | Dec 31, 2016 | no | JEFFERSON, WI|MENOMONEE FALLS, WI|ELKHORN, WI|EAST TROY, WI|BRODHEAD, WI|JEFFERSON, WI|JEFFERSON, WI|LANCASTER, WI|PRAIRIE DU CHIEN, WI|POTOSI, WI|DARLINGTON, WI|FENNIMORE, WI|OAK CREEK, WI|FRANKLIN, WI|WEST ALLIS, WI|WAUWATOSA, WI|FOX POINT, WI|GREENFIELD, WI | Previous registration |
| S•• I••••••••• I••• | Former SEC adviser | Jul 10, 2012 | Sep 17, 2013 | no | BROOKFIELD, WI | Previous registration |
| A•••••••• F•••• M••••••••• L•• | Asset manager | Jan 6, 2009 | Apr 10, 2012 | no | MENOMONEE FALLS, WI | Previous registration |
| Channel change |
| Wirehouse to wirehouse |
| P•••••••• A•••••• S••••••• | W•••• F•••• A••••••• | Jun 2, 2025 | Jun 3, 2025 | 1 | Firm change | Ibd to wirehouse |
| P•••••••• S••••••••• I••• | P•••••••• A•••••• S••••••• | Oct 30, 2022 | Oct 30, 2022 | 0 | Firm change | Ibd to RIA |
| I••••• F•••••••• C••••••••• | P•••••••• S••••••••• I••• | Aug 29, 2017 | Oct 10, 2017 | 42 | Firm change | Other |
| L•• F•••••••• L•• | I••••• F•••••••• C••••••••• | Dec 31, 2016 | Jan 3, 2017 | 3 | Firm change | Other |
| S•• I••••••••• I••• | L•• F•••••••• L•• | Sep 17, 2013 | Sep 27, 2013 | 10 | Firm change | Other |
| A•••••••• F•••• M••••••••• L•• | S•• I••••••••• I••• | Apr 10, 2012 | Jul 10, 2012 | 91 | Firm change | Other |