DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES (USA) LTD
Delta | VANCOUVER | Langley, British Columbia
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES (USA) LTD | Bd affiliated wealth | Jun 18, 2012 | n/a | yes | VANCOUVER|Langley, British Columbia|Delta | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 9, 2000 | Jan 4, 2012 | no | BELLEVUE, WA|BELLEVUE, WA|BELLINGHAM, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES (USA) LTD | Jan 4, 2012 | Jun 18, 2012 | 166 | Firm change | Wirehouse to new firm |