DFX Intelligence

M••••••• D••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)22 years in industry

M••••••• D••••• S•••

Advisor at C• W••••• M••••••••• L••

Atlanta, GA | SCHAUMBURG, IL

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Search this name across graphsid dfx:ria:8e6da6e1-b8de-78ab-485f-13a7d8bf416d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 15, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 11, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• W••••• M••••••••• L••	Independent wealth	Jun 24, 2021	n/a	yes	SCHAUMBURG, IL\|Atlanta, GA	Current employment
S• A•••••••• L••	Independent wealth	Jan 13, 2021	Aug 11, 2021	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S• A•••••••• L••	C• W••••• M••••••••• L••	Aug 11, 2021	Jun 24, 2021	-48	Firm change after gap	RIA to RIA
T••••••••• F•••••••• A•••••••• L••	S• A•••••••• L••	Dec 31, 2014	Jan 13, 2015

Relationships

Registered with (5)

→ C• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 24, 2021 to presentfactForm ADV
→ S• A•••••••• L••Registered adviserregistration: previous registration
Jan 13, 2021 to Aug 11, 2021factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 5, 2012 to Dec 31, 2014factForm ADV
→ K••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e6da6e1-b8de-78ab-485f-13a7d8bf416d
First observed: Aug 15, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.