DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Meredith Denise Sims
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Meredith D Sims
At current firm
5 y
since Jun 24, 2021
In the industry
22 y
since Jun 11, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
10
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cl Wealth Management LLC independent RIA currentsince Jun 24, 2021 · Schaumburg, Il
- Sb Advisory, LLC independent RIAJan 13, 2021 to Aug 11, 2021 · Atlanta, Ga
- Sb Advisory, LLC independent RIAJan 13, 2015 to Dec 31, 2020 · Atlanta, Ga
- Transamerica Financial Advisors, LLC BD affiliatedSep 5, 2012 to Dec 31, 2014 · St. Petersburg, Fl
- Kovack Advisors, Inc. BD affiliatedFeb 1, 2010 to Aug 21, 2012 · Ft. Lauderdale, Fl
- Investment Advisors International, Inc. unclassifiedAug 15, 2007 to Jan 25, 2010 · Duluth, Ga
Moves
a registration end followed by a registration begin elsewhere
- Sb Advisory, LLC to Cl Wealth Management LLCleft Aug 11, 2021, registered Jun 24, 2021 (-48 days) · RIA to RIA
- Transamerica Financial Advisors, LLC to Sb Advisory, LLCleft Dec 31, 2014, registered Jan 13, 2015 (13 days) · Other
- Kovack Advisors, Inc. to Transamerica Financial Advisors, LLCleft Aug 21, 2012, registered Sep 5, 2012 (15 days) · Other
- Investment Advisors International, Inc. to Kovack Advisors, Inc.left Jan 25, 2010, registered Feb 1, 2010 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address