DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at M•• I•••••••• S•••••••• L••
Indianapolis, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Sep 3, 2024 | n/a | yes | Indianapolis, IN | Current employment |
| C•••••• S••••• • C••• I••• | National bd RIA | Mar 25, 2022 | Aug 22, 2024 | no | Carmel, IN|Austin, TX|Indianapolis, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | M•• I•••••••• S•••••••• L•• | Aug 22, 2024 | Sep 3, 2024 | 12 | Firm change | Ibd to ibd |
| T••••••• S••••••• A••••••• | C•••••• S••••• • C••• I••• | Nov 9, 2021 | Mar 25, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8478:299201:IN:2020-11-16 | Nov 23, 2020 | Nov 23, 2020 | EVANSVILLE, IN | Firm change |
| T••••••• S••••••• A••••••• | Bd affiliated wealth | Nov 23, 2020 | Nov 9, 2021 | no | INDIANAPOLIS, IN | Previous registration |
| T••••••• S••••••• F•••••••• | Former SEC adviser | Jan 23, 2013 | Nov 23, 2020 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN|Campobello, SC|Brodheadsville, PA|Santa Cruz, CA|Cincinnati, OH|Evansville, IN | Previous registration |
| P•••••• I••••••••• C••• I••• | n/a | Mar 19, 2004 | Oct 31, 2012 | no | MICHIGAN CITY, IN|INDIANAPOLIS, IN|COLUMBUS, IN|INDIANAPOLIS, IN|COLUMBUS, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| C••• F•••••••• S•••••••• L••• | Former SEC adviser | May 30, 2002 | Nov 24, 2003 | no | FISHERS, IN | Previous registration |
| 136 |
| Firm change |
| Ibd to ibd |
| T••••••• S••••••• F•••••••• | T••••••• S••••••• A••••••• | Nov 23, 2020 | Nov 23, 2020 | 0 | Firm change | Ibd to ibd |
| P•••••• I••••••••• C••• I••• | T••••••• S••••••• F•••••••• | Oct 31, 2012 | Jan 23, 2013 | 84 | Firm change | Other |
| C••• F•••••••• S•••••••• L••• | P•••••• I••••••••• C••• I••• | Nov 24, 2003 | Mar 19, 2004 | 116 | Firm change | Other |