DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•••• M•••••••• F•••••••• A•••••••
WINSTON SALEM, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•••• M•••••••• F•••••••• A••••••• | Independent wealth | Oct 29, 2024 | n/a | yes | WINSTON SALEM, NC | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Aug 30, 2019 | Oct 10, 2024 | no | WINSTON SALEM, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | T•••• M•••••••• F•••••••• A••••••• | Oct 10, 2024 | Oct 29, 2024 | 19 | Firm change | Wirehouse to RIA |
| S••••••• | W•••• F•••• A••••••• | Sep 5, 2019 | Aug 30, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3496:19616:NC:2019-09-05 | Sep 5, 2019 | Aug 30, 2019 | WINSTONSALEM, NC | Firm change |
| S••••••• | Bd affiliated wealth | Mar 11, 2011 | Sep 5, 2019 | no | WINSTON-SALEM, NC | Previous registration |
| D••••••• B••• S••••••••• I••• | No RAUM reported | Apr 16, 2002 | Apr 4, 2011 | no | WINSTON-SALEM, NC|WINSTON-SALEM, NC | Previous registration |
| -6 |
| Firm change |
| Ibd to wirehouse |
| D••••••• B••• S••••••••• I••• | S••••••• | Apr 4, 2011 | Mar 11, 2011 | -24 | Firm change | Other |