DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• E••••• H•••••

T•••• M•••••••• F•••••••• A•••••••independent RIAWinston Salem, NcIA-onlyIAPD 2174697

Feed of 09/14/2026

At current firm

1 y

since Oct 29, 2024

In the industry

34 y

since Oct 7, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Boards named: Brevard College; United Way; National Sports Media Associationreportedthreemagnoliasfinancialadvisors.comphrases on the bio page
Professional profile: threemagnoliasfinancialadvisors.com/jim-holmesreportedthreemagnoliasfinancialadvisors.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

T•••• M•••••••• F•••••••• A••••••• independent RIA current
since Oct 29, 2024 · Winston Salem, Nc
W•••• F•••• A••••••• wirehouse
Aug 30, 2019 to Oct 10, 2024 · Winston Salem, Nc
S••••••• BD affiliated
Mar 11, 2011 to Sep 5, 2019 · Winston-Salem, Nc
D••••••• B••• S••••••••• I••• no RAUM
Apr 16, 2002 to Apr 4, 2011 · Winston-Salem, Nc

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to T•••• M•••••••• F•••••••• A•••••••
left Oct 10, 2024, registered Oct 29, 2024 (19 days) · Wirehouse to independent RIA
S••••••• to W•••• F•••• A•••••••
left Sep 5, 2019, registered Aug 30, 2019 (-6 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
D••••••• B••• S••••••••• I••• to S•••••••
left Apr 4, 2011, registered Mar 11, 2011 (-24 days) · Other

Signals

J•••• E••••• H••••• left W•••• F•••• A••••••• for T•••• M•••••••• F•••••••• A••••••• (registered 2024-10-29)
Oct 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address