DFX Intelligence

T••• B••••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

T••• B••••• W•••••••••

Advisor at D•••••• W••••• A•••••••

CHICAGO, IL

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Search this name across graphsid dfx:ria:8e8bbf6b-7068-eb12-862d-f4c9fc449ba6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 23, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• W••••• A•••••••	Independent wealth	May 16, 2022	n/a	yes	CHICAGO, IL	Current employment
N••••• F••• A•••••••• L••	Asset manager	Mar 5, 2008	Mar 31, 2011	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••• F••• A•••••••• L••	D•••••• W••••• A•••••••	Mar 31, 2011	May 16, 2022	4,064	Firm change after gap	Other
C•••••••• G••••• M•••••• I•••	N••••• F••• A•••••••• L••	Feb 4, 2008	Mar 5, 2008

Relationships

Registered with (5)

→ D•••••• W••••• A•••••••Registered adviserregistration: current employment
May 16, 2022 to presentfactForm ADV
→ N••••• F••• A•••••••• L••Registered adviserregistration: previous registration
Mar 5, 2008 to Mar 31, 2011factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 29, 2007 to Feb 4, 2008factForm ADV
→ C••••••• I••••••••• S•••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e8bbf6b-7068-eb12-862d-f4c9fc449ba6
First observed: Sep 24, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.