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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

TYLER DAVID CLARK

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Springboro, OH | Miamisburg, OH

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Search this name across graphsid dfx:ria:8ea434c6-9560-c60e-c923-4a6ba80196db

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 3, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 3, 2000
First registration: Aug 10, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 4175613

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 18, 2019	n/a	yes	Miamisburg, OH\|Springboro, OH	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Oct 21, 2019	no	DAYTON, OH\|Centerville, OH	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 19, 2008	Jun 1, 2009	no	DAYTON, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 10, 2000	Sep 19, 2008	no	MIAMISBURG, OH\|DAYTON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 21, 2019	Oct 18, 2019	-3	Firm change	Wirehouse to ibd
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Sep 19, 2008	Sep 19, 2008	0	Firm change	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Oct 18, 2019 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Oct 21, 2019factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 19, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 10, 2000 to Sep 19, 2008factForm ADV

Dated events

No dated event names this entity yet.