This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CPS INVESTMENT ADVISORS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 10, 1999earliest registration or exam on IAPD

Years in industry

26derivedfrom the industry start date

Years at current firm

20derivedfrom the current registration's begin date

Prior firms

1

Current registrations

2

Registered states

2

Exams

S66|S65

First exam

Dec 10, 1999

First registration

Nov 28, 2016

Dual registered

no

Other names

DEREK H STROUD

IAPD individual key

4028986

• Occurred

  Jun 16, 2025
  Advisor changed firm

  Derek Hugh Stroud left Morningstar Investment Services Llc for Cps Investment Advisors (registered 2022-11-17)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8ecfd52e-173d-8da9-7e81-1c32d437e5db

First observed

Nov 28, 2016

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.