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Advisor at CAPTRUST
Tampa, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Captrust | Institutional manager | Jul 20, 2017 | n/a | yes | Tampa, FL | Current employment |
| CAPTRUST ADVISORS, LLC | Former SEC adviser | Apr 13, 2007 | Dec 31, 2017 | no | TAMPA, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 22, 2004 | Jun 13, 2017 | no | TAMPA, FL|TAMPA, FL | Previous registration |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | May 16, 2001 | Mar 10, 2004 | no | TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPTRUST ADVISORS, LLC | Captrust | Dec 31, 2017 | Jul 20, 2017 | -164 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | CAPTRUST ADVISORS, LLC | Jun 13, 2017 | Apr 13, 2007 | -3,714 | Firm change after gap | Other |
| ROBERT W. BAIRD & CO. INCORPORATED | WELLS FARGO ADVISORS | Mar 10, 2004 | Mar 22, 2004 | 12 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 142941:175112:FL:2017-12-31 | Dec 31, 2017 | Jul 20, 2017 | TAMPA, FL | Firm change after gap |
| 11025:142941:FL:2017-06-12 | Jun 13, 2017 | Apr 13, 2007 | TAMPA, FL | Firm change after gap |