RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• S•••• L••••
- C••••••• institutional currentsince Jul 20, 2017 · Tampa, Fl
- C••••••• A•••••••• L•• formerApr 13, 2007 to Dec 31, 2017 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseMar 22, 2004 to Jun 13, 2017 · Tampa, Fl
- R••••• W• B•••• • C•• I••••••••• mixed wealthMay 16, 2001 to Mar 10, 2004 · Tampa, Fl
- C••••••• A•••••••• L•• to C•••••••left Dec 31, 2017, registered Jul 20, 2017 (-164 days) · Other · moved with a team
- W•••• F•••• A••••••• to C••••••• A•••••••• L••left Jun 13, 2017, registered Apr 13, 2007 (-3714 days) · Other · moved with a team
- R••••• W• B•••• • C•• I••••••••• to W•••• F•••• A•••••••left Mar 10, 2004, registered Mar 22, 2004 (12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address