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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

MICHAEL PAUL FORNAL

Advisor at OSAIC WEALTH, INC.

Marshfield, MA | NEEDHAM HEIGHTS, MA

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Search this name across graphsid dfx:ria:8ee51fdb-d787-4c65-ffca-dfebea27acbd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 16, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 16, 2002
First registration: Aug 19, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4543420

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	n/a	yes	NEEDHAM HEIGHTS, MA\|Marshfield, MA	Current employment
SIGNATOR INVESTORS, INC.	Former SEC adviser	Dec 21, 2010	Nov 2, 2018	no	SOUTH BOSTON, MA\|NEEDHAM HEIGHTS, MA\|BOSTON, MA	Previous registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	Dec 11, 2008	Dec 31, 2010	no	BOSTON, MA	Previous registration
JOHN HANCOCK DISTRIBUTORS LLC	n/a	May 12, 2003	Dec 31, 2006	no	BOSTON, MA\|BOSTON, MA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 19, 2002	Oct 25, 2002	no	WOODBRIDGE, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	SIGNATOR INVESTORS, INC.	Dec 31, 2010	Dec 21, 2010	-10	Firm change	Other
JOHN HANCOCK DISTRIBUTORS LLC	JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Dec 31, 2006	Dec 11, 2008	711	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	JOHN HANCOCK DISTRIBUTORS LLC	Oct 25, 2002	May 12, 2003	199	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Nov 2, 2018 to presentfactForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Dec 21, 2010 to Nov 2, 2018factForm ADV
→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Dec 11, 2008 to Dec 31, 2010factForm ADV
→ JOHN HANCOCK DISTRIBUTORS LLCRegistered adviserregistration: previous registration
May 12, 2003 to Dec 31, 2006factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 19, 2002 to Oct 25, 2002factForm ADV

Dated events

No dated event names this entity yet.