DFX Intelligence

Data Factory

M•••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

M•••• A•••••

Advisor at K••••• A•••••••• I•••

Boca Raton, FL | FT. LAUDERDALE, FL | Fort Lauderdale, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8f073efc-9ba5-e8ab-1a58-66070ea8a015

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 25, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 25, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A•••••••• I•••	Bd affiliated wealth	Aug 22, 2025	n/a	yes	Boca Raton, FL\|Fort Lauderdale, FL\|FT. LAUDERDALE, FL	Current employment
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Oct 4, 2012	Sep 8, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	K••••• A•••••••• I•••	Sep 8, 2025	Aug 22, 2025	-17	Firm change	Ibd to ibd
L•• F•••••••• L••	P•••••• A•••••• G••••• L••	Sep 3, 2025

Relationships

Registered with (4)

→ K••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 22, 2025 to presentfactForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Oct 4, 2012 to Sep 8, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 7, 2011 to Sep 3, 2025factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

Occurred
Sep 8, 2025
A•••••• firm change
M•••• A••••• left P•••••• A•••••• G••••• L•• for K••••• A•••••••• I••• (registered 2025-08-22)
Form ADVobserved 6 days ago
Occurred
Sep 3, 2025
A•••••• firm change
M•••• A••••• left L•• F•••••••• L•• for P•••••• A•••••• G••••• L•• (registered 2012-10-04)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f073efc-9ba5-e8ab-1a58-66070ea8a015
First observed: Sep 25, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.