DFX Intelligence

C••• L••••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor25 years in industry

C••• L••••• R•••••••••

Advisor at M••••••

New London, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 3, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 20, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Jan 5, 2022	n/a	yes	New London, NH	Current employment
W•••••••• I••••••••• C••••••••• I•••	Independent wealth	Feb 2, 2018	Jan 19, 2022	no	New London, NH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• I••••••••• C••••••••• I•••	M••••••	Jan 19, 2022	Jan 5, 2022	-14	Firm change	RIA to ibd
H••••••• I••••••••• M••••••••• I••	W•••••••• I••••••••• C••••••••• I•••	Aug 24, 2007	Feb 2, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
107732:140195:NH:2022-01-19	Jan 19, 2022	Jan 5, 2022	NEW LONDON, NH	Firm change

Relationships

Registered with (3)

→ M••••••Registered adviserregistration: current employment
Jan 5, 2022 to presentfactForm ADV
→ W•••••••• I••••••••• C••••••••• I•••Registered adviserregistration: previous registration
Feb 2, 2018 to Jan 19, 2022factForm ADV
→ H••••••• I••••••••• M••••••••• I••Registered adviserregistration: previous registration
Nov 3, 2005 to Aug 24, 2007factForm ADV

Dated events

Order

Occurred
19 Jan 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 3, 2005
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.