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H••••••• I••••••••• M••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

H••••••• I••••••••• M••••••••• I••

CRD 112312

CONCORD, NH

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Search this name across graphsid dfx:ria:be99c2bd-803e-81af-de37-b8d6a8540988

Data as of Mar 15, 2017 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Mar 27, 2012 to Mar 15, 2017
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $113M••• Locked
Discretionary RAUM: $113M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••••• W••••••• D••••	President	D	yes	08/1995	Mar 27, 2012	Mar 15, 2017
H•••••••• T••••• M•	CHIEF COMPLIANCE OFFICER	B	no	02/2006	Mar 27, 2012	Mar 15, 2017

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 15, 2017

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$113M	$112M	0.8%	n/a	n/a	7	6	n/a	n/a

Relationships

Owns (3)

← O••••• M••••••• F••••••OwnerOWNER, ownership code A, individual
Mar 27, 2012 to presentfactForm ADV
← M••••• D••••• F••••••OwnerVICE PRESIDENT OF RESEARCH, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← H•••••••• T••••• M•OwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 27, 2012 to presentfactForm ADV

Controls (1)

← H•••••••• W••••••• D••••OwnerPRESIDENT, ownership code D, individual

Dated events

Occurred
Mar 25, 2014
First Form ADV filing
H••••••• I••••••••• M••••••••• I•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be99c2bd-803e-81af-de37-b8d6a8540988
First observed: Mar 27, 2012
Last observed: Mar 15, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.