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Advisor at CAPITAL ANALYSTS
CARMEL, IN | Columbus, IN | Canton, GA | Carmel, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC | Institutional manager | Dec 7, 2017 | n/a | yes | CARMEL, IN | Current employment |
| CAPITAL ANALYSTS | Bd affiliated wealth | Jan 2, 2015 | n/a | yes | CARMEL, IN|Columbus, IN | Current employment |
| LINCOLN INVESTMENT | Independent wealth | Jan 2, 2015 | n/a | yes | Canton, GA|Carmel, IN|Columbus, IN | Current employment |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Aug 10, 2009 | Jan 12, 2015 | no | CARMEL, IN|COLUMBUS, IN|AUSTIN, TX|COLUMBUS, IN | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, INC. | n/a | Jun 25, 1999 | Aug 11, 2009 | no | COLUMBUS, IN|COLUMBUS, IN|COLUMBUS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NFP ADVISOR SERVICES, LLC | LINCOLN INVESTMENT | Jan 12, 2015 | Jan 2, 2015 | -10 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, INC. | NFP ADVISOR SERVICES, LLC | Aug 11, 2009 | Aug 10, 2009 | -1 | Firm change | Other |