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RIA / WealthAdvisorCertified Financial Planner26 years in industry

Derek Edwin Woods

Advisor at FACET

Earlysville, VA | WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:8f37f80f-9302-4c1c-219a-688033d6aabe

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Sep 1, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FACET
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Sep 19, 2000
First registration: Sep 1, 2009
Dual registered: no
Other names: DEREK EDWIN WOODS|Derek Woods
IAPD individual key: 4097261

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Facet	Independent wealth	Jul 9, 2026	n/a	yes	WEST PALM BEACH, FL\|Earlysville, VA	Current employment
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	Dec 8, 2025	Jul 6, 2026	no	Earlysville, VA	Previous registration
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jul 30, 2021	Sep 21, 2022	no	Denver, CO	Previous registration
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Dec 9, 2020	Jul 23, 2021	no	AURORA, CO	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Jun 6, 2017	Dec 15, 2020	no	Aurora, CO\|INDIANAPOLIS, IN	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 20, 2015	Mar 1, 2016	no	GREENWOOD VILLAGE, CO	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 2, 2015	Apr 23, 2015	no	ENGLEWOOD, CO	Previous registration
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	Aug 28, 2014	Sep 30, 2014	no	SCOTTSDALE, AZ\|ENGELWOOD, CO	Previous registration
AWM ASSET MANAGEMENT LLC	n/a	Feb 20, 2013	Mar 27, 2015	no	ENGLEWOOD, CO	Previous registration
EAGLE STRATEGIES LLC	Bd affiliated wealth	Sep 1, 2009	Feb 4, 2013	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT ADVISOR ALLIANCE, LLC	Facet	Jul 6, 2026	Jul 9, 2026	3	Firm change	RIA to RIA
ALLSTATE FINANCIAL ADVISORS, LLC	INDEPENDENT ADVISOR ALLIANCE, LLC	Sep 21, 2022	Dec 8, 2025	1,174	Firm change after gap	Other
AE WEALTH MANAGEMENT, LLC	ALLSTATE FINANCIAL ADVISORS, LLC	Jul 23, 2021	Jul 30, 2021	7	Firm change	Ibd to ibd
ONEAMERICA SECURITIES, INC.	AE WEALTH MANAGEMENT, LLC	Dec 15, 2020	Dec 9, 2020	-6	Firm change	Ibd to RIA
MSI FINANCIAL SERVICES, INC.	ONEAMERICA SECURITIES, INC.	Mar 1, 2016	Jun 6, 2017	462	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	MSI FINANCIAL SERVICES, INC.	Apr 23, 2015	Apr 20, 2015	-3	Firm change	Other
AWM ASSET MANAGEMENT LLC	UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Mar 27, 2015	Aug 28, 2014	-211	Firm change after gap	Other
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Sep 30, 2014	Jan 2, 2015	94	Firm change	Other
EAGLE STRATEGIES LLC	AWM ASSET MANAGEMENT LLC	Feb 4, 2013	Feb 20, 2013	16	Firm change	Other

Relationships

Registered with (10)

→ FACETRegistered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: previous registration
Dec 8, 2025 to Jul 6, 2026factForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 30, 2021 to Sep 21, 2022factForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 9, 2020 to Jul 23, 2021factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Jun 6, 2017 to Dec 15, 2020factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 20, 2015 to Mar 1, 2016factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 2, 2015 to Apr 23, 2015factForm ADV
→ AWM ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Feb 20, 2013 to Mar 27, 2015factForm ADV
→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: previous registration
Aug 28, 2014 to Sep 30, 2014factForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Sep 1, 2009 to Feb 4, 2013factForm ADV

Dated events

Occurred
Jul 6, 2026
Advisor changed firm
Derek Edwin Woods left Independent Advisor Alliance, Llc for Facet (registered 2026-07-09)
Form ADVobserved 6 days ago
Occurred
Sep 21, 2022
Advisor changed firm
Derek Edwin Woods left Allstate Financial Advisors, Llc for Independent Advisor Alliance, Llc (registered 2025-12-08)
Form ADVobserved 6 days ago